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Principal Securities Portfolio holdings

AUM $8.31B
1-Year Est. Return 21.94%
This Fund
S&P 500
This Quarter Est. Return
+9.86%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$2.68B
AUM Growth
–
Cap. Flow
+$2.52B
Cap. Flow %
94.02%
Top 10 Hldgs %
20.45%
Holding
3,210
New
3,206
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$98.4M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$74.2M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$72.6M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$56.2M
5
GSUS icon
Goldman Sachs MarketBeta US Equity ETF
GSUS
+$48.8M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Miscellaneous 70.49%
2 Technology 7.42%
3 Financials 4.46%
4 Healthcare 3.77%
5 Consumer Discretionary 3.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGR icon
201
Progressive
PGR
$125B
$2.62M 0.1%
+16,475
New +$2.58M
XLV icon
202
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
$2.6M 0.1%
+19,076
New +$2.48M
JPST icon
203
JPMorgan Ultra-Short Income ETF
JPST
$41.2B
$2.59M 0.1%
+51,591
New +$2.59M
CSCO icon
204
Cisco
CSCO
$431B
$2.58M 0.1%
+51,055
New +$2.61M
AMAT icon
205
Applied Materials
AMAT
$372B
$2.57M 0.1%
+15,876
New +$2.33M
DUK icon
206
Duke Energy
DUK
$93.9B
$2.56M 0.1%
+26,430
New +$2.4M
XLI icon
207
State Street Industrial Select Sector SPDR ETF
XLI
$31.6B
$2.56M 0.1%
+22,498
New +$2.36M
CB icon
208
Chubb
CB
$130B
$2.56M 0.1%
+11,329
New +$2.48M
FTSM icon
209
First Trust Enhanced Short Maturity ETF
FTSM
$6.55B
$2.56M 0.1%
+42,891
New +$2.56M
IEF icon
210
iShares 7-10 Year Treasury Bond ETF
IEF
$41.9B
$2.53M 0.09%
+26,276
New +$2.43M
FAB icon
211
First Trust Multi Cap Value AlphaDEX Fund
FAB
$189M
$2.52M 0.09%
+32,339
New +$2.3M
JNK icon
212
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.83B
$2.49M 0.09%
+26,333
New +$2.4M
IBM icon
213
IBM
IBM
$226B
$2.47M 0.09%
+15,118
New +$2.28M
SNOW icon
214
Snowflake
SNOW
$117B
$2.45M 0.09%
+12,324
New +$2.08M
ISRG icon
215
Intuitive Surgical
ISRG
$125B
$2.44M 0.09%
+7,229
New +$2.15M
MO icon
216
Altria Group
MO
$113B
$2.43M 0.09%
+60,142
New +$2.49M
IHDG icon
217
WisdomTree International Hedged Quality Dividend Growth Fund
IHDG
$2.11B
$2.42M 0.09%
+57,714
New +$2.29M
NEE icon
218
NextEra Energy
NEE
$172B
$2.41M 0.09%
+39,659
New +$2.26M
FISV
219
Fiserv Inc
FISV
$25.9B
$2.4M 0.09%
+18,085
New +$2.22M
CGUS icon
220
Capital Group Core Equity ETF
CGUS
$11.7B
$2.4M 0.09%
+84,752
New +$2.23M
PFE icon
221
Pfizer
PFE
$158B
$2.39M 0.09%
+83,109
New +$2.51M
HDV
222
iShares Core High Dividend ETF
HDV
$15.3B
$2.36M 0.09%
+115,875
New +$2.28M
NFLX icon
223
Netflix
NFLX
$317B
$2.32M 0.09%
+47,560
New +$2.08M
BAC icon
224
Bank of America
BAC
$438B
$2.31M 0.09%
+68,563
New +$2M
SLYV icon
225
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.95B
$2.3M 0.09%
+27,667
New +$2.05M
7 8
9
10 11

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CFG
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GFM
GF Fund Management Guangzhou, China $8.34B AUM 165.53% 1-Year Est. Return
IC
Icahn Carl Sunny Isles Beach, Florida $8.26B AUM 15.11% 1-Year Est. Return
KWM
Kingsview Wealth Management Grants Pass, Oregon $8.25B AUM 24.8% 1-Year Est. Return
AWM
Apollon Wealth Management Mount Pleasant, South Carolina $8.23B AUM 30.88% 1-Year Est. Return
WF
Welch & Forbes Boston, Massachusetts $8.23B AUM 17.62% 1-Year Est. Return
MAM
Madison Asset Management Madison, Wisconsin $8.39B AUM 16.36% 1-Year Est. Return

Principal Securities's Q4 2023 Portfolio in Review

Q4 2023 is the first quarter with a 13F filing on record for Principal Securities, which disclosed 3,210 positions worth $2.68B. Its ten largest holdings account for 20% of the portfolio.

Its largest position is iShares Core US Aggregate Bond ETF: 1,033,622 shares worth $103M.

By sector, the portfolio is most concentrated in Miscellaneous at 70% of assets, followed by Technology and Financials.

  • Principal Securities's largest Q4 2023 buy was iShares Core US Aggregate Bond ETF: 1,033,622 shares worth $103M.
  • Principal Securities's ten largest holdings make up 20% of its $2.68B portfolio in Q4 2023.
  • Principal Securities disclosed 3,210 positions in Q4 2023, its first 13F filing on record.

Based on Principal Securities's 13F filing for Q4 2023, filed 7 Feb 2024.