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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYGW icon
2201
iShares High Yield Corporate Bond BuyWrite Strategy ETF
HYGW
$112M
$17.1K ﹤0.01%
520
– –
AAP icon
2202
Advance Auto Parts
AAP
$3.54B
$17K ﹤0.01%
437
-45
-9% -$2.39K
HFXI icon
2203
NYLI FTSE International Equity Currency Neutral ETF
HFXI
$1.98B
$17K ﹤0.01%
615
– –
FESM icon
2204
Fidelity Enhanced Small Cap Core ETF
FESM
$6.01B
$16.9K ﹤0.01%
527
+450
+584% +$13.9K
SBLK icon
2205
Star Bulk Carriers
SBLK
$3.12B
$16.9K ﹤0.01%
714
+3
+0.4% +$67
DIM icon
2206
WisdomTree International MidCap Dividend Fund
DIM
$165M
$16.9K ﹤0.01%
255
– –
TAN icon
2207
Invesco Solar ETF
TAN
$1.41B
$16.9K ﹤0.01%
392
-464
-54% -$19K
TIPZ icon
2208
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.9M
$16.9K ﹤0.01%
312
– –
TFIN icon
2209
Triumph Financial Inc
TFIN
$1.84B
$16.8K ﹤0.01%
211
+1
+0.5% +$83
MGEE icon
2210
MGE Energy Inc
MGEE
$3.09B
$16.7K ﹤0.01%
183
-14
-7% -$1.2K
ASTH icon
2211
Astrana Health
ASTH
$1.88B
$16.7K ﹤0.01%
289
+55
+24% +$2.7K
RBA icon
2212
RB Global
RBA
$21.7B
$16.7K ﹤0.01%
208
+38
+22% +$3.08K
RYAN icon
2213
Ryan Specialty Holdings
RYAN
$5.96B
$16.7K ﹤0.01%
252
+98
+64% +$6.12K
PZZA icon
2214
Papa John's
PZZA
$1.02B
$16.7K ﹤0.01%
310
+46
+17% +$2.12K
APLE icon
2215
Apple Hospitality REIT
APLE
$3.97B
$16.6K ﹤0.01%
1,119
+209
+23% +$3.02K
CRAK icon
2216
VanEck Oil Refiners ETF
CRAK
$205M
$16.6K ﹤0.01%
485
– –
EEFT icon
2217
Euronet Worldwide
EEFT
$3.15B
$16.5K ﹤0.01%
166
-8
-5% -$809
DIAL icon
2218
Columbia Diversified Fixed Income Allocation ETF
DIAL
$388M
$16.4K ﹤0.01%
890
-1,063
-54% -$19.3K
MEAR icon
2219
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$16.4K ﹤0.01%
325
– –
ATR icon
2220
AptarGroup
ATR
$8.8B
$16.3K ﹤0.01%
102
+25
+32% +$3.7K
IMAR icon
2221
Innovator International Developed Power Buffer ETF March
IMAR
$113M
$16.3K ﹤0.01%
604
– –
PSCX icon
2222
Pacer Swan SOS Conservative January ETF
PSCX
$45.8M
$16.3K ﹤0.01%
600
– –
E icon
2223
ENI
E
$72.9B
$16.2K ﹤0.01%
535
+61
+13% +$1.91K
PENN icon
2224
PENN Entertainment
PENN
$2.82B
$16.2K ﹤0.01%
857
+150
+21% +$2.86K
IGLD icon
2225
FT Vest Gold Strategy Target Income ETF
IGLD
$505M
$16.2K ﹤0.01%
749
– –
87 88
89
90 91

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.