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Principal Securities’s Columbia Diversified Fixed Income Allocation ETF DIAL Stock Holding History

Principal Securities’s Portfolio DIAL Stock Details DIAL Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-778
Closed -$14.4K – 1868
2025
Q3 		$14.4K Hold
778
– – ﹤0.01% 2570
2025
Q2 		$14.2K Hold
778
– – ﹤0.01% 2480
2025
Q1 		$13.6K Hold
778
– – ﹤0.01% 2399
2024
Q4 		$13.6K Sell
778
-112
-13% -$2.01K ﹤0.01% 2395
2024
Q3 		$16.4K Sell
890
-1,063
-54% -$19.3K ﹤0.01% 2218
2024
Q2 		$34.5K Buy
1,953
+1,175
+151% +$20.6K ﹤0.01% 1795
2024
Q1 		$13.8K Hold
778
– – ﹤0.01% 2187
2023
Q4 		$14K Buy
+778
New +$13.3K ﹤0.01% 2098

Other funds holding DIAL

Ameriprise
Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
PVI
Pine Valley Investments Marlton, New Jersey $2.53B AUM 36.18% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Goldman Sachs
Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
CF
Convergence Financial Columbia, Missouri $943M AUM 17.04% 1-Year Est. Return
HPC
Hobart Private Capital Charlotte, North Carolina $583M AUM 21.67% 1-Year Est. Return

Principal Securities's DIAL Position: Q4 2025 in Review

Principal Securities sold out of Columbia Diversified Fixed Income Allocation ETF (DIAL) in Q4 2025, closing a stake of 778 shares — an estimated $14.4K sold.

Principal Securities first reported a position in DIAL in Q4 2023 and held it in 8 quarters. The position peaked at $34.5K in Q2 2024. 54 funds tracked by Wall St. Rank hold DIAL as of Q4 2025.

  • Principal Securities reported no remaining Columbia Diversified Fixed Income Allocation ETF position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 778 Columbia Diversified Fixed Income Allocation ETF shares in Q4 2025, an estimated $14.4K.
  • Principal Securities first reported a position in Columbia Diversified Fixed Income Allocation ETF in Q4 2023 and held it in 8 quarters.
  • Principal Securities's Columbia Diversified Fixed Income Allocation ETF position peaked at $34.5K in Q2 2024.
  • 54 funds tracked by Wall St. Rank held Columbia Diversified Fixed Income Allocation ETF as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.