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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEF icon
2151
Sprott Physical Gold and Silver Trust
CEF
$7.35B
$33.8K ﹤0.01%
920
– –
FLG
2152
Flagstar Bank National Association
FLG
$5.83B
$33.4K ﹤0.01%
2,892
+105
+4% +$1.25K
GPIQ icon
2153
Goldman Sachs ETF Trust Goldman Sachs Nasdaq-100 Premium Income ETF
GPIQ
$4.87B
$33.3K ﹤0.01%
635
+500
+370% +$25.3K
HEDJ icon
2154
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.83B
$33.3K ﹤0.01%
660
– –
TGRW icon
2155
T. Rowe Price Growth Stock ETF
TGRW
$971M
$33.3K ﹤0.01%
730
– –
IHY icon
2156
VanEck International High Yield Bond ETF
IHY
$43M
$33.2K ﹤0.01%
1,500
– –
AGM icon
2157
Federal Agricultural Mortgage
AGM
$2.31B
$33.1K ﹤0.01%
197
+6
+3% +$1.12K
IEX icon
2158
IDEX
IEX
$16.6B
$33K ﹤0.01%
203
-95
-32% -$16K
REZI icon
2159
Resideo Technologies
REZI
$5.55B
$32.9K ﹤0.01%
762
-19
-2% -$593
IEUR icon
2160
iShares Core MSCI Europe ETF
IEUR
$8.82B
$32.9K ﹤0.01%
483
+310
+179% +$20.7K
COHR icon
2161
Coherent
COHR
$47.6B
$32.9K ﹤0.01%
305
-7
-2% -$698
GNOV icon
2162
FT Vest US Equity Moderate Buffer ETF November
GNOV
$295M
$32.8K ﹤0.01%
862
– –
INMU icon
2163
BlackRock Intermediate Muni Income Bond ETF
INMU
$541M
$32.8K ﹤0.01%
1,370
– –
KAPR icon
2164
Innovator US Small Cap Power Buffer ETF April
KAPR
$215M
$32.8K ﹤0.01%
958
– –
CAKE icon
2165
Cheesecake Factory
CAKE
$4.42B
$32.7K ﹤0.01%
599
– –
DY icon
2166
Dycom Industries
DY
$12.1B
$32.7K ﹤0.01%
112
-112
-50% -$29.4K
MARM icon
2167
FT Vest US Equity Max Buffer ETF March
MARM
$108M
$32.6K ﹤0.01%
1,000
– –
MRAM icon
2168
Everspin Technologies
MRAM
$328M
$32.6K ﹤0.01%
3,500
– –
MDGL icon
2169
Madrigal Pharmaceuticals
MDGL
$12.4B
$32.6K ﹤0.01%
71
-5
-7% -$1.86K
TMDX icon
2170
Transmedics
TMDX
$2.64B
$32.5K ﹤0.01%
290
+271
+1,426% +$31.7K
CORZ icon
2171
Core Scientific
CORZ
$6.6B
$32.5K ﹤0.01%
1,811
– –
CVSE
2172
DELISTED
Calvert US Select Equity ETF
CVSE
$32.5K ﹤0.01%
+437
New +$31.8K
RZV icon
2173
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$296M
$32.5K ﹤0.01%
275
– –
EPAM icon
2174
EPAM Systems
EPAM
$5.25B
$32.4K ﹤0.01%
215
-318
-60% -$52.2K
FISR icon
2175
State Street Fixed Income Sector Rotation ETF
FISR
$491M
$32.4K ﹤0.01%
1,244
-17,977
-94% -$464K
85 86
87
88 89

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.