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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOCT icon
2126
FT Vest US Equity Buffer ETF October
FOCT
$1.15B
– –
-767
Closed -$36.4K
FOR icon
2127
Forestar Group
FOR
$1.47B
– –
-52
Closed -$1.38K
FORM icon
2128
FormFactor
FORM
$6.53B
– –
-482
Closed -$17.6K
FORTY
2129
Formula Systems
FORTY
$1.66B
– –
-71
Closed -$9.96K
FOUR icon
2130
Shift4
FOUR
$4.45B
– –
-335
Closed -$25.9K
FPFD icon
2131
Fidelity Preferred Securities & Income ETF
FPFD
$80.8M
– –
-3,046
Closed -$67.2K
FPX icon
2132
First Trust US Equity Opportunities ETF
FPX
$1.44B
– –
-160
Closed -$26.6K
FPXE icon
2133
First Trust IPOX Europe Equity Opportunities ETF
FPXE
$4.79M
– –
-1,467
Closed -$47.3K
FPXI icon
2134
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$262M
– –
-2,647
Closed -$159K
FR icon
2135
First Industrial Realty Trust
FR
$8.67B
– –
-3,032
Closed -$156K
FREL icon
2136
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
– –
-6,840
Closed -$190K
FROG icon
2137
JFrog
FROG
$8.92B
– –
-266
Closed -$12.6K
FRPT icon
2138
Freshpet
FRPT
$3.04B
– –
-82
Closed -$4.52K
FRT icon
2139
Federal Realty Investment Trust
FRT
$10.9B
– –
-243
Closed -$24.6K
FSBC icon
2140
Five Star Bancorp
FSBC
$1.02B
– –
-19
Closed -$612
FSCO
2141
FS Credit Opportunities Corp
FSCO
$1B
– –
-1,432
Closed -$9.89K
FSEP icon
2142
FT Vest US Equity Buffer ETF September
FSEP
$1.21B
– –
-950
Closed -$48K
FSIG icon
2143
First Trust Limited Duration Investment Grade Corporate ETF
FSIG
$1.51B
– –
-2,788
Closed -$53.6K
FSLR icon
2144
First Solar
FSLR
$21.4B
– –
-430
Closed -$94.8K
FSK icon
2145
FS KKR Capital
FSK
$3.05B
– –
-1,543
Closed -$23K
FSMB icon
2146
First Trust Short Duration Managed Municipal ETF
FSMB
$619M
– –
-1,695
Closed -$34K
FSM icon
2147
Fortuna Silver Mines
FSM
$2.48B
– –
-326
Closed -$2.92K
FSS icon
2148
Federal Signal
FSS
$6.86B
– –
-266
Closed -$31.7K
FSV icon
2149
FirstService
FSV
$6.61B
– –
-107
Closed -$20.4K
FSYD icon
2150
Fidelity Sustainable High Yield ETF
FSYD
$145M
– –
-1,582
Closed -$76.9K
84 85
86
87 88

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.