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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLGT icon
2101
Fulgent Genetics
FLGT
$558M
– –
-34
Closed -$768
FLHY icon
2102
Franklin High Yield Corporate ETF
FLHY
$1.21B
– –
-650
Closed -$15.9K
FLJH icon
2103
Franklin FTSE Japan Hedged ETF
FLJH
$177M
– –
-388
Closed -$14K
FLJP icon
2104
Franklin FTSE Japan ETF
FLJP
$3.88B
– –
-18
Closed -$622
FLMB icon
2105
Franklin Municipal Green Bond ETF
FLMB
$75.3M
– –
-408
Closed -$9.66K
FLNG icon
2106
FLEX LNG
FLNG
$1.67B
– –
-16
Closed -$403
FLNC icon
2107
Fluence Energy
FLNC
$1.68B
– –
-116
Closed -$1.25K
FLO icon
2108
Flowers Foods
FLO
$1.6B
– –
-361
Closed -$4.71K
FLR icon
2109
Fluor
FLR
$6.89B
– –
-431
Closed -$18.1K
FLS icon
2110
Flowserve
FLS
$9.38B
– –
-540
Closed -$28.7K
FLSA icon
2111
Franklin FTSE Saudi Arabia ETF
FLSA
$4.78M
– –
-200
Closed -$6.93K
FLTB icon
2112
Fidelity Limited Term Bond ETF
FLTB
$415M
– –
-227
Closed -$11.5K
FLTR icon
2113
VanEck IG Floating Rate ETF
FLTR
$2.94B
– –
-2,403
Closed -$61.4K
FMC icon
2114
FMC
FMC
$1.37B
– –
-1,116
Closed -$37.5K
FMF icon
2115
First Trust Managed Futures Strategy Fund
FMF
$248M
– –
-2,863
Closed -$139K
FMHI icon
2116
First Trust Municipal High Income ETF
FMHI
$993M
– –
-267
Closed -$12.7K
FMX icon
2117
Fomento Económico Mexicano
FMX
$43.5B
– –
-1,078
Closed -$106K
FMS icon
2118
Fresenius Medical Care
FMS
$13.3B
– –
-1,632
Closed -$43K
FNB icon
2119
FNB Corp
FNB
$6.81B
– –
-171
Closed -$2.75K
FNDA icon
2120
Schwab Fundamental US Small Company Index ETF
FNDA
$9.24B
– –
-2,825
Closed -$88K
FNDC icon
2121
Schwab Fundamental International Small Company Index ETF
FNDC
$3.02B
– –
-2,720
Closed -$121K
FNOV icon
2122
FT Vest US Equity Buffer ETF November
FNOV
$1.21B
– –
-276
Closed -$14.6K
FNV icon
2123
Franco-Nevada
FNV
$40.6B
– –
-342
Closed -$76.2K
FNX icon
2124
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
– –
-1,032
Closed -$129K
FOA icon
2125
Finance of America Companies
FOA
$218M
– –
-7,700
Closed -$173K
83 84
85
86 87

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.