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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISCF icon
2051
iShares International Small Cap Equity Factor ETF
ISCF
$652M
$41.1K ﹤0.01%
1,000
– –
HTH icon
2052
Hilltop Holdings
HTH
$2.28B
$41K ﹤0.01%
1,228
+64
+5% +$2.08K
EUFN icon
2053
iShares MSCI Europe Financials ETF
EUFN
$4.05B
$40.9K ﹤0.01%
1,191
+115
+11% +$3.82K
GOLY icon
2054
Strategy Shares Gold-Hedged Bond ETF
GOLY
$85.1M
$40.8K ﹤0.01%
1,235
+554
+81% +$16.7K
PJT icon
2055
PJT Partners
PJT
$4.47B
$40.7K ﹤0.01%
229
-76
-25% -$13.7K
RWK icon
2056
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.33B
$40.6K ﹤0.01%
325
– –
GPK icon
2057
Graphic Packaging
GPK
$3.45B
$40.5K ﹤0.01%
2,072
+641
+45% +$13.9K
AFG icon
2058
American Financial Group
AFG
$12B
$40.5K ﹤0.01%
278
+15
+6% +$1.99K
IYG icon
2059
iShares US Financial Services ETF
IYG
$2.18B
$40.4K ﹤0.01%
451
-171
-27% -$15K
RPV icon
2060
Invesco S&P 500 Pure Value ETF
RPV
$1.68B
$40.2K ﹤0.01%
405
-26
-6% -$2.49K
XFEB icon
2061
FT Vest US Equity Enhance & Moderate Buffer ETF February
XFEB
$30.9M
$40.2K ﹤0.01%
1,150
– –
SMMU icon
2062
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund
SMMU
$1.14B
$40.2K ﹤0.01%
794
+761
+2,306% +$38.3K
FDMO icon
2063
Fidelity Momentum Factor ETF
FDMO
$915M
$39.9K ﹤0.01%
480
+29
+6% +$2.29K
DIV icon
2064
Global X SuperDividend US ETF
DIV
$796M
$39.8K ﹤0.01%
2,250
-2,000
-47% -$35.4K
TAIL icon
2065
Cambria Tail Risk ETF
TAIL
$149M
$39.5K ﹤0.01%
3,340
+986
+42% +$11.7K
WTS icon
2066
Watts Water Technologies
WTS
$11.6B
$39.4K ﹤0.01%
141
+25
+22% +$6.7K
TPC
2067
Tutor Perini Cor
TPC
$4.31B
$39.4K ﹤0.01%
+600
New +$33.4K
IX icon
2068
ORIX
IX
$42.8B
$39.3K ﹤0.01%
1,506
+146
+11% +$3.62K
ENS icon
2069
EnerSys
ENS
$6.69B
$39.1K ﹤0.01%
346
+4
+1% +$393
UDR icon
2070
UDR
UDR
$12.7B
$39K ﹤0.01%
1,047
-108
-9% -$4.21K
CVIE icon
2071
Calvert International Responsible Index ETF
CVIE
$439M
$38.9K ﹤0.01%
+570
New +$37.7K
ITDF icon
2072
iShares LifePath Target Date 2050 ETF
ITDF
$82.6M
$38.7K ﹤0.01%
1,055
– –
IONQ icon
2073
IonQ
IONQ
$12.6B
$38.7K ﹤0.01%
630
+323
+105% +$15.2K
KTOS icon
2074
Kratos Defense & Security Solutions
KTOS
$9.12B
$38.7K ﹤0.01%
424
+38
+10% +$2.43K
FXD icon
2075
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$38.5K ﹤0.01%
565
– –
81 82
83
84 85

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.