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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GMED icon
2026
Globus Medical
GMED
$10.9B
$24.2K ﹤0.01%
338
+28
+9% +$1.98K
BSJP
2027
DELISTED
Invesco BulletShares 2025 High Yield Corporate Bond ETF
BSJP
$24.1K ﹤0.01%
1,044
+425
+69% +$9.79K
ZIM icon
2028
ZIM Integrated Shipping Services
ZIM
$2.93B
$24.1K ﹤0.01%
941
+3
+0.3% +$58
AHR icon
2029
American Healthcare REIT
AHR
$11B
$24.1K ﹤0.01%
924
+115
+14% +$2.24K
BBHY icon
2030
JPMorgan BetaBuilders USD High Yield Corporate Bond ETF
BBHY
$614M
$24.1K ﹤0.01%
508
– –
TDTT icon
2031
FlexShares iBoxx 3-Year Target Duration TIPS Index Fund
TDTT
$2.53B
$24.1K ﹤0.01%
1,000
– –
MTCH icon
2032
Match Group
MTCH
$9.26B
$23.9K ﹤0.01%
631
+223
+55% +$7.8K
FXZ icon
2033
First Trust Materials AlphaDEX Fund
FXZ
$366M
$23.9K ﹤0.01%
356
+16
+5% +$1.03K
KFY icon
2034
Korn Ferry
KFY
$4.34B
$23.9K ﹤0.01%
317
-87
-22% -$6.11K
ARI
2035
Apollo Commercial Real Estate
ARI
$867M
$23.8K ﹤0.01%
2,590
+16
+0.6% +$163
NNI icon
2036
Nelnet
NNI
$4.91B
$23.8K ﹤0.01%
210
+34
+19% +$3.73K
NFJ
2037
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.4B
$23.7K ﹤0.01%
1,821
+43
+2% +$543
LADR
2038
Ladder Capital
LADR
$1.23B
$23.7K ﹤0.01%
2,039
+205
+11% +$2.43K
NMRK icon
2039
Newmark Group
NMRK
$2.8B
$23.6K ﹤0.01%
1,520
+86
+6% +$1.12K
VRNT
2040
DELISTED
Verint Systems
VRNT
$23.4K ﹤0.01%
925
-415
-31% -$12.8K
WMS icon
2041
Advanced Drainage Systems
WMS
$10.6B
$23.4K ﹤0.01%
149
+41
+38% +$6.4K
TD icon
2042
Toronto Dominion Bank
TD
$195B
$23.4K ﹤0.01%
370
-6
-2% -$355
IPAC icon
2043
iShares Core MSCI Pacific ETF
IPAC
$2.6B
$23.3K ﹤0.01%
350
– –
FULT icon
2044
Fulton Financial
FULT
$4.7B
$23.2K ﹤0.01%
1,280
+47
+4% +$856
SW
2045
Smurfit Westrock
SW
$25.1B
$23K ﹤0.01%
+466
New +$21.2K
MBC icon
2046
MasterBrand
MBC
$1.09B
$23K ﹤0.01%
1,241
-50
-4% -$815
FFLC icon
2047
Fidelity Fundamental Large Cap Core ETF
FFLC
$1.17B
$23K ﹤0.01%
503
+1
+0.2% +$44
XRAY icon
2048
Dentsply Sirona
XRAY
$2.78B
$23K ﹤0.01%
849
-86
-9% -$2.2K
NSP icon
2049
Insperity
NSP
$2.13B
$23K ﹤0.01%
261
+4
+2% +$370
IBBQ icon
2050
Invesco NASDAQ Biotechnology ETF
IBBQ
$76M
$22.9K ﹤0.01%
+965
New +$23K
80 81
82
83 84

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.