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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIP icon
2001
Brookfield Infrastructure Partners
BIP
$19.3B
$44.6K ﹤0.01%
1,355
+92
+7% +$2.9K
TOK icon
2002
iShares MSCI Kokusai Fund
TOK
$247M
$44.5K ﹤0.01%
330
– –
CM icon
2003
Canadian Imperial Bank of Commerce
CM
$109B
$44.5K ﹤0.01%
557
-139
-20% -$10.5K
XVV icon
2004
iShares ESG Screened S&P 500 ETF
XVV
$643M
$44.5K ﹤0.01%
863
– –
FDEC icon
2005
FT Vest US Equity Buffer ETF December
FDEC
$1.32B
$44.1K ﹤0.01%
896
-164
-15% -$7.85K
CAVA icon
2006
CAVA Group
CAVA
$7.57B
$44.1K ﹤0.01%
730
+97
+15% +$7.35K
OWL icon
2007
Blue Owl Capital
OWL
$6.63B
$44.1K ﹤0.01%
2,603
-65
-2% -$1.24K
STM icon
2008
STMicroelectronics
STM
$44.7B
$44K ﹤0.01%
1,557
-88
-5% -$2.46K
EQNR icon
2009
Equinor
EQNR
$90.9B
$43.9K ﹤0.01%
1,801
-82
-4% -$2.06K
FAUG icon
2010
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
$43.9K ﹤0.01%
845
+764
+943% +$38.6K
ACIO icon
2011
Aptus Collared Investment Opportunity ETF
ACIO
$2.34B
$43.7K ﹤0.01%
1,006
+328
+48% +$13.9K
JPUS
2012
JPMorgan Diversified Return US Equity ETF
JPUS
$463M
$43.6K ﹤0.01%
352
– –
AMCR icon
2013
Amcor
AMCR
$21.6B
$43.5K ﹤0.01%
1,063
+335
+46% +$15K
MDB icon
2014
MongoDB
MDB
$25B
$43.5K ﹤0.01%
140
-2,039
-94% -$524K
KT icon
2015
KT
KT
$8.95B
$43.4K ﹤0.01%
2,224
+350
+19% +$7.13K
SAIC icon
2016
Saic
SAIC
$5.14B
$43.3K ﹤0.01%
436
-51
-10% -$5.7K
ALGN icon
2017
Align Technology
ALGN
$12.6B
$43.2K ﹤0.01%
345
-733
-68% -$115K
UITB icon
2018
Victory Portfolios II VictoryShares Core Intermediate Bond ETF
UITB
$2.66B
$43.1K ﹤0.01%
+908
New +$42.8K
MMS icon
2019
Maximus
MMS
$3.31B
$43.1K ﹤0.01%
472
+69
+17% +$5.59K
INSW icon
2020
International Seaways
INSW
$4.63B
$43K ﹤0.01%
934
+200
+27% +$8.64K
ZLAB icon
2021
Zai Lab
ZLAB
$2.1B
$43K ﹤0.01%
1,270
-103
-8% -$3.55K
SN icon
2022
SharkNinja
SN
$22.6B
$43K ﹤0.01%
417
+157
+60% +$17.9K
DDFL
2023
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
$134M
$43K ﹤0.01%
+2,129
New +$42.4K
FMS icon
2024
Fresenius Medical Care
FMS
$13.3B
$43K ﹤0.01%
1,632
-635
-28% -$16.3K
AXS icon
2025
AXIS Capital
AXS
$8.79B
$42.9K ﹤0.01%
448
+30
+7% +$2.9K
79 80
81
82 83

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.