PS
DDFL

Principal Securities’s Innovator Equity Dual Directional 15 Buffer ETF - July DDFL Stock Holding History

Principal Securities’s Portfolio DDFL Stock Details DDFL Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-2,129
Closed -$43K – 3723
2025
Q3 		$43K Buy
+2,129
New +$42.4K ﹤0.01% 2023

Other funds holding DDFL

Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
SEP
Southland Equity Partners Wildwood, Missouri $571M AUM 22.77% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $6.48B AUM 18.23% 1-Year Est. Return
IA
IFP Advisors Tampa, Florida $5.54B AUM 27.43% 1-Year Est. Return
SPC
Sigma Planning Corp Ann Arbor, Michigan $3.6B AUM 24.57% 1-Year Est. Return
CA
Corrado Advisors Ramsey, New Jersey $192M AUM 20.53% 1-Year Est. Return
WFP
Welch Financial Planning Boulder, Colorado $172M AUM
DI
Diligent Investors Redlands, California $404M AUM 17.85% 1-Year Est. Return
RGF
Retirement Guys Formula Maumee, Ohio $217M AUM 19.54% 1-Year Est. Return
NA
NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return

Principal Securities's DDFL Position: Q4 2025 in Review

Principal Securities sold out of Innovator Equity Dual Directional 15 Buffer ETF - July (DDFL) in Q4 2025, closing a stake of 2,129 shares — an estimated $43K sold.

Principal Securities first reported a position in DDFL in Q3 2025 and held it in 1 quarter. The position peaked at $43K in Q3 2025. 50 funds tracked by Wall St. Rank hold DDFL as of Q4 2025.

  • Principal Securities reported no remaining Innovator Equity Dual Directional 15 Buffer ETF - July position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 2,129 Innovator Equity Dual Directional 15 Buffer ETF - July shares in Q4 2025, an estimated $43K.
  • Principal Securities first reported a position in Innovator Equity Dual Directional 15 Buffer ETF - July in Q3 2025 and held it in 1 quarter.
  • Principal Securities's Innovator Equity Dual Directional 15 Buffer ETF - July position peaked at $43K in Q3 2025.
  • 50 funds tracked by Wall St. Rank held Innovator Equity Dual Directional 15 Buffer ETF - July as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.