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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+9.41%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$5.32B
AUM Growth
+$853M
Cap. Flow
+$559M
Cap. Flow %
10.5%
Top 10 Hldgs %
20.87%
Holding
3,942
New
394
Increased
1,802
Reduced
1,112
Closed
269

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$39.3M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$35.7M
3
PIEQ
Principal International Equity ETF
PIEQ
+$32.3M
4
PSC icon
Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC
+$27.2M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.5M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$40.3M
2
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$32.3M
3
XMMO icon
Invesco S&P MidCap Momentum ETF
XMMO
+$25.6M
4
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$21M
5
IDEV icon
iShares Core MSCI International Developed Markets ETF
IDEV
+$18.3M

Sector Composition

Rank Sector Weight
1 Technology 8.74%
2 Financials 4.78%
3 Consumer Discretionary 3.64%
4 Healthcare 3.15%
5 Communication Services 2.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISCF icon
2001
iShares International Small Cap Equity Factor ETF
ISCF
$652M
$38.8K ﹤0.01%
1,000
– –
IWV icon
2002
iShares Russell 3000 ETF
IWV
$19.5B
$38.6K ﹤0.01%
110
+2
+2% +$650
AM icon
2003
Antero Midstream
AM
$10.3B
$38.6K ﹤0.01%
2,037
-6,955
-77% -$124K
WHD icon
2004
Cactus
WHD
$3.69B
$38.5K ﹤0.01%
880
-102
-10% -$4.26K
CGNX icon
2005
Cognex
CGNX
$10B
$38.4K ﹤0.01%
1,211
+164
+16% +$4.7K
FULT icon
2006
Fulton Financial
FULT
$4.73B
$38.4K ﹤0.01%
2,126
+696
+49% +$11.9K
FARX
2007
Frontier Asset Absolute Return ETF
FARX
$12.8M
$38.2K ﹤0.01%
+1,498
New +$37.6K
FXI icon
2008
iShares China Large-Cap ETF
FXI
$4.27B
$38.1K ﹤0.01%
1,037
– –
BKE icon
2009
Buckle
BKE
$2.35B
$38K ﹤0.01%
839
+84
+11% +$3.32K
FTDR icon
2010
Frontdoor
FTDR
$5.22B
$38K ﹤0.01%
645
+115
+22% +$5.77K
RWK icon
2011
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.33B
$38K ﹤0.01%
325
-12
-4% -$1.31K
ROBT icon
2012
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$707M
$37.9K ﹤0.01%
784
+664
+553% +$28.6K
PDO
2013
PIMCO Dynamic Income Opportunities Fund
PDO
$1.84B
$37.8K ﹤0.01%
2,804
+1,455
+108% +$19.4K
EES icon
2014
WisdomTree US SmallCap Earnings Fund
EES
$727M
$37.7K ﹤0.01%
739
-140
-16% -$6.76K
CAKE icon
2015
Cheesecake Factory
CAKE
$4.42B
$37.5K ﹤0.01%
599
+533
+808% +$28.3K
TOWN icon
2016
Towne Bank
TOWN
$3.53B
$37.5K ﹤0.01%
1,098
+639
+139% +$21.3K
VTWG icon
2017
Vanguard Russell 2000 Growth ETF
VTWG
$1.47B
$37.5K ﹤0.01%
180
– –
NOK icon
2018
Nokia
NOK
$49.9B
$37.5K ﹤0.01%
7,236
+2,708
+60% +$14K
E icon
2019
ENI
E
$72.9B
$37.3K ﹤0.01%
1,150
+522
+83% +$15.5K
INVA icon
2020
Innoviva
INVA
$1.61B
$37.3K ﹤0.01%
1,855
+761
+70% +$14.6K
AGM icon
2021
Federal Agricultural Mortgage
AGM
$2.31B
$37.1K ﹤0.01%
191
-19
-9% -$3.49K
TPYP icon
2022
Tortoise North American Pipeline ETF
TPYP
$868M
$36.9K ﹤0.01%
1,033
-2,430
-70% -$85.2K
VTRS icon
2023
Viatris
VTRS
$20.8B
$36.8K ﹤0.01%
4,124
+1,793
+77% +$15.2K
EMBJ
2024
Embraer S.A. ADS
EMBJ
$12.3B
$36.8K ﹤0.01%
647
+562
+661% +$26.5K
GSEP icon
2025
FT Vest US Equity Moderate Buffer ETF September
GSEP
$351M
$36.7K ﹤0.01%
1,000
– –
79 80
81
82 83

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q2 2025 Portfolio in Review

As of Q2 2025, Principal Securities held 3,942 positions worth $5.32B, up 19% from $4.47B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Principal Securities deployed $559M of net new capital in Q2 2025, opening 394 new positions and adding to 1,802 existing holdings. Its largest new stake was Principal Capital Appreciation Select ETF: 401,778 shares worth $10.8M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $40.3M trimmed.

  • Principal Securities's largest Q2 2025 buy was Principal Capital Appreciation Select ETF: 401,778 shares worth $10.8M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q2 2025, an estimated $39.3M increase.
  • Principal Securities's biggest Q2 2025 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $40.3M.
  • Principal Securities fully exited Discover Financial Services in Q2 2025, selling an estimated $1.79M.
  • Principal Securities's ten largest holdings make up 21% of its $5.32B portfolio in Q2 2025.
  • Principal Securities opened 394 new positions and closed 269 in Q2 2025.
  • Principal Securities's portfolio value rose 19% quarter-over-quarter to $5.32B.

Based on Principal Securities's 13F filing for Q2 2025, filed 11 Aug 2025.