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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWZ icon
1976
iShares MSCI Brazil ETF
EWZ
$9.01B
$27.1K ﹤0.01%
920
-163
-15% -$4.74K
AMX icon
1977
America Movil
AMX
$75.1B
$27K ﹤0.01%
1,651
-607
-27% -$10.3K
LTC
1978
LTC Properties
LTC
$2.16B
$27K ﹤0.01%
736
-1,031
-58% -$37.4K
FBK icon
1979
FB Financial Corp
FBK
$2.99B
$27K ﹤0.01%
575
– –
IBDW icon
1980
iShares iBonds Dec 2031 Term Corporate ETF
IBDW
$2.49B
$26.9K ﹤0.01%
1,268
– –
UI icon
1981
Ubiquiti
UI
$31.6B
$26.8K ﹤0.01%
+121
New +$22.1K
NXST icon
1982
Nexstar Media Group
NXST
$5.96B
$26.8K ﹤0.01%
162
-1,051
-87% -$178K
YJUN icon
1983
FT Vest International Equity Buffer ETF June
YJUN
$137M
$26.8K ﹤0.01%
1,170
– –
GCV
1984
Gabelli Convertible and Income Securities Fund
GCV
$89.9M
$26.8K ﹤0.01%
7,289
+85
+1% +$322
DINO icon
1985
HF Sinclair
DINO
$16.3B
$26.7K ﹤0.01%
600
+16
+3% +$764
ACVF icon
1986
American Conservative Values ETF
ACVF
$149M
$26.6K ﹤0.01%
610
– –
FXG icon
1987
First Trust Consumer Staples AlphaDEX Fund
FXG
$236M
$26.6K ﹤0.01%
389
– –
IBD icon
1988
Inspire Corporate Bond ETF
IBD
$481M
$26.4K ﹤0.01%
1,095
– –
PRDO icon
1989
Perdoceo Education
PRDO
$2.14B
$26.3K ﹤0.01%
1,182
+481
+69% +$10.8K
AWF
1990
AllianceBernstein Global High Income Fund
AWF
$869M
$26.3K ﹤0.01%
2,315
-3,561
-61% -$38.6K
HES
1991
DELISTED
Hess
HES
$26.1K ﹤0.01%
192
-34
-15% -$4.73K
RBC icon
1992
RBC Bearings
RBC
$17.7B
$26K ﹤0.01%
87
+6
+7% +$1.73K
DTM icon
1993
DT Midstream
DTM
$14.1B
$26K ﹤0.01%
331
-161
-33% -$12K
XMAR icon
1994
FT Vest US Equity Enhance & Moderate Buffer ETF March
XMAR
$156M
$26K ﹤0.01%
732
– –
LGIH icon
1995
LGI Homes
LGIH
$1.38B
$26K ﹤0.01%
219
+100
+84% +$10.5K
GSEP icon
1996
FT Vest US Equity Moderate Buffer ETF September
GSEP
$350M
$25.9K ﹤0.01%
750
– –
BNDW icon
1997
Vanguard Total World Bond ETF
BNDW
$1.89B
$25.8K ﹤0.01%
366
– –
INEQ
1998
Columbia International Equity Income ETF
INEQ
$96.9M
$25.8K ﹤0.01%
805
– –
WSFS icon
1999
WSFS Financial
WSFS
$4.17B
$25.6K ﹤0.01%
503
+23
+5% +$1.19K
ICLO icon
2000
Invesco AAA CLO Floating Rate Note ETF
ICLO
$512M
$25.6K ﹤0.01%
1,000
– –
78 79
80
81 82

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.