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Principal Securities Portfolio holdings
AUM
$8.31B
Turnover
14.93%
1-Year Est. Return
21.94%
This Fund
S&P 500
This Quarter
Est. Return
-1.56%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
(+5.2%)
Cap. Flow
+$519M
Cap. Flow
% of AUM
7.62%
Top 10 Holdings %
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72
Avg Time Held
1.9
years
Top 10 Avg Time Held
1.4
years
Top 20 Avg Time Held
1.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Principal Capital Appreciation Select ETF
LCAP
|
+$56.3M |
| 2 |
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
|
+$17.8M |
| 3 |
Principal Investment Grade Corporate Active ETF
IG
|
+$14.5M |
| 4 |
Principal International Equity ETF
PIEQ
|
+$14.4M |
| 5 |
Principal Exchange-Traded Funds Principal Value ETF
PY
|
+$14.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$25.5M |
| 2 |
iShares S&P 100 ETF
OEF
|
+$13.1M |
| 3 |
Vanguard Consumer Staples ETF
VDC
|
+$11.7M |
| 4 |
State Street SPDR Portfolio High Yield Bond ETF
SPHY
|
+$10.5M |
| 5 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 71.8% |
| 2 | Technology | 8.02% |
| 3 | Financials | 4.14% |
| 4 | Consumer Discretionary | 3.06% |
| 5 | Healthcare | 3.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
176
AT&T
T
$161B
| $7.23M | 0.11% |
249,247
+43,635
| +21% | +$1.17M |
2023 Q4
9 quarters
|
|
177
Qualcomm
QCOM
$191B
| $7.23M | 0.11% |
56,105
+8,468
| +18% | +$1.24M |
2023 Q4
9 quarters
|
|
178
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.77B
| $7.2M | 0.11% |
281,685
+10,938
| +4% | +$292K |
2023 Q4
9 quarters
|
|
179
Linde
LIN
$227B
| $7.11M | 0.1% |
14,351
+1,805
| +14% | +$852K |
2023 Q4
9 quarters
|
|
180
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$15.8B
| $7.09M | 0.1% |
146,725
+23,720
| +19% | +$1.17M |
2023 Q4
9 quarters
|
|
181
Vanguard Tax-Exempt Bond Index Fund
VTEB
$50.4B
| $6.98M | 0.1% |
139,937
+8,005
| +6% | +$404K |
2023 Q4
9 quarters
|
|
182
Bank of America
BAC
$362B
| $6.96M | 0.1% |
142,687
-17,146
| -11% | -$885K |
2023 Q4
9 quarters
|
|
183
Medtronic
MDT
$122B
| $6.89M | 0.1% |
79,516
+10,425
| +15% | +$999K |
2023 Q4
9 quarters
|
|
184
UnitedHealth
UNH
$365B
| $6.89M | 0.1% |
25,449
-790
| -3% | -$235K |
2023 Q4
9 quarters
|
|
185
Fidelity High Dividend ETF
FDVV
$10.3B
| $6.84M | 0.1% |
123,893
+196
| +0.2% | +$11.3K |
2023 Q4
9 quarters
|
|
186
iShares MSCI EAFE Value ETF
EFV
$30.5B
| $6.78M | 0.1% |
91,247
-56,686
| -38% | -$4.26M |
2023 Q4
9 quarters
|
|
187
McDonald's
MCD
$172B
| $6.76M | 0.1% |
21,739
+2,740
| +14% | +$873K |
2023 Q4
9 quarters
|
|
188
Goldman Sachs Access Inflation Protected USD Bond ETF
GTIP
$290M
| $6.75M | 0.1% |
136,786
+13,011
| +11% | +$644K |
2023 Q4
9 quarters
|
|
189
iShares US Technology ETF
IYW
$25.8B
| $6.75M | 0.1% |
37,191
-1,759
| -5% | -$340K |
2023 Q4
9 quarters
|
|
190
Fidelity Blue Chip Growth ETF
FBCG
$7.5B
| $6.75M | 0.1% |
134,619
+40,265
| +43% | +$2.14M |
2023 Q4
9 quarters
|
|
191
Chubb
CB
$136B
| $6.74M | 0.1% |
20,687
+2,699
| +15% | +$866K |
2023 Q4
9 quarters
|
|
192
Advanced Micro Devices
AMD
$918B
| $6.71M | 0.1% |
32,976
+9,872
| +43% | +$2.11M |
2023 Q4
9 quarters
|
|
193
Amgen
AMGN
$235B
| $6.67M | 0.1% |
18,963
+1,298
| +7% | +$463K |
2023 Q4
9 quarters
|
|
194
iShares MSCI USA Quality GARP ETF
GARP
$3.48B
| $6.59M | 0.1% |
102,971
+3,513
| +4% | +$238K |
2025 Q2
3 quarters
|
|
195
Citigroup
C
$207B
| $6.58M | 0.1% |
57,996
-2,860
| -5% | -$326K |
2023 Q4
9 quarters
|
|
196
iShares 10-20 Year Treasury Bond ETF
TLH
$11.6B
| $6.58M | 0.1% |
65,290
-450
| -0.7% | -$46K |
2023 Q4
9 quarters
|
|
197
Global X Russell 2000 Covered Call ETF
RYLD
$1.3B
| $6.55M | 0.1% |
438,181
+157,350
| +56% | +$2.43M |
2025 Q4
1 quarter
|
|
198
Starbucks
SBUX
$110B
| $6.54M | 0.1% |
73,020
-2,921
| -4% | -$276K |
2023 Q4
9 quarters
|
|
199
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.26B
| $6.54M | 0.1% |
134,983
+7,563
| +6% | +$368K |
2023 Q4
9 quarters
|
|
200
IBM
IBM
$221B
| $6.54M | 0.1% |
26,967
+1,511
| +6% | +$409K |
2023 Q4
9 quarters
|
|
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Principal Securities's Q1 2026 Portfolio in Review
As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, up from 71% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.
- Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
- Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
- Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
- Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
- Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
- Principal Securities opened 138 new positions and closed 72 in Q1 2026.
- Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.
Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.