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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GLD icon
176
SPDR Gold Trust
GLD
$131B
$7.05M 0.11%
17,792
+2,311
+15% +$883K
FDVV icon
177
Fidelity High Dividend ETF
FDVV
$10.1B
$7.01M 0.11%
123,697
+16,382
+15% +$921K
ITA icon
178
iShares US Aerospace & Defense ETF
ITA
$14.2B
$6.94M 0.11%
32,312
+10,982
+51% +$2.3M
VOX icon
179
Vanguard Communication Services ETF
VOX
$5.53B
$6.92M 0.11%
35,715
+337
+1% +$63.2K
ADBE icon
180
Adobe
ADBE
$89.5B
$6.91M 0.11%
19,730
+17
+0.1% +$5.78K
XMHQ icon
181
Invesco S&P MidCap Quality ETF
XMHQ
$5.43B
$6.87M 0.11%
67,058
+1,338
+2% +$138K
GARP
182
iShares MSCI USA Quality GARP ETF
GARP
$2.51B
$6.77M 0.1%
99,458
+14,302
+17% +$963K
JNK icon
183
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$6.76M 0.1%
69,580
+6,654
+11% +$646K
CGGE
184
Capital Group Global Equity ETF
CGGE
$2.89B
$6.69M 0.1%
211,433
+49,744
+31% +$1.55M
TLH icon
185
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$6.68M 0.1%
65,740
+8,986
+16% +$927K
MDT icon
186
Medtronic
MDT
$107B
$6.64M 0.1%
69,091
+5,417
+9% +$526K
VTEB icon
187
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$6.63M 0.1%
131,932
+2,134
+2% +$107K
SDIV icon
188
Global X SuperDividend ETF
SDIV
$1.21B
$6.61M 0.1%
275,101
+89,635
+48% +$2.14M
ELV icon
189
Elevance Health
ELV
$81.9B
$6.61M 0.1%
18,849
-2,951
-14% -$997K
VZ icon
190
Verizon
VZ
$194B
$6.55M 0.1%
160,922
+12,747
+9% +$517K
PH icon
191
Parker-Hannifin
PH
$125B
$6.53M 0.1%
7,433
+1,063
+17% +$870K
FELC icon
192
Fidelity Enhanced Large Cap Core ETF
FELC
$7.83B
$6.51M 0.1%
170,434
-13,447
-7% -$507K
DUK icon
193
Duke Energy
DUK
$102B
$6.44M 0.1%
54,941
+4,112
+8% +$502K
UBER icon
194
Uber
UBER
$134B
$6.42M 0.1%
78,606
+10,402
+15% +$937K
PCN
195
PIMCO Corporate & Income Strategy Fund
PCN
$870M
$6.42M 0.1%
502,764
-56,126
-10% -$721K
GE icon
196
GE Aerospace
GE
$367B
$6.41M 0.1%
20,799
+269
+1% +$81K
SBUX icon
197
Starbucks
SBUX
$118B
$6.39M 0.1%
75,941
-7,143
-9% -$603K
BLK icon
198
Blackrock
BLK
$164B
$6.33M 0.1%
5,916
-168
-3% -$184K
COF icon
199
Capital One
COF
$124B
$6.26M 0.1%
25,837
+2,445
+10% +$544K
ISTB icon
200
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$6.21M 0.1%
127,420
-3,211
-2% -$157K
6 7
8
9 10

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.