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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACN icon
176
Accenture
ACN
$89.9B
$4.64M 0.11%
13,140
+1,396
+12% +$459K
FISV
177
Fiserv Inc
FISV
$27.2B
$4.63M 0.11%
25,752
+1,592
+7% +$263K
GTIP icon
178
Goldman Sachs Access Inflation Protected USD Bond ETF
GTIP
$292M
$4.6M 0.11%
91,785
+9,184
+11% +$453K
BSV icon
179
Vanguard Short-Term Bond ETF
BSV
$44.6B
$4.59M 0.11%
58,362
-12,586
-18% -$980K
EMB icon
180
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$4.58M 0.11%
48,923
+1,414
+3% +$129K
AMD icon
181
Advanced Micro Devices
AMD
$851B
$4.54M 0.11%
27,679
-20,026
-42% -$3.04M
IFRA icon
182
iShares US Infrastructure ETF
IFRA
$4.65B
$4.51M 0.11%
95,914
+7,139
+8% +$319K
AMAT icon
183
Applied Materials
AMAT
$426B
$4.43M 0.11%
21,911
+2,884
+15% +$592K
NEE icon
184
NextEra Energy
NEE
$187B
$4.39M 0.11%
51,921
+6,645
+15% +$519K
PEP icon
185
PepsiCo
PEP
$186B
$4.37M 0.11%
25,715
-2,927
-10% -$503K
AMGN icon
186
Amgen
AMGN
$203B
$4.35M 0.11%
13,501
+1,104
+9% +$361K
RSP icon
187
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$4.32M 0.1%
24,117
+1,666
+7% +$285K
IEF icon
188
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$4.3M 0.1%
43,808
+6,261
+17% +$605K
MDT icon
189
Medtronic
MDT
$107B
$4.29M 0.1%
47,656
+2,981
+7% +$251K
GEMD icon
190
Goldman Sachs Access Emerging Markets USD Bond ETF
GEMD
$37.4M
$4.28M 0.1%
100,692
+8,516
+9% +$354K
INTU icon
191
Intuit
INTU
$81.1B
$4.28M 0.1%
6,888
+606
+10% +$387K
CGGR icon
192
Capital Group Growth ETF
CGGR
$23.5B
$4.2M 0.1%
120,678
+12,543
+12% +$416K
COR icon
193
Cencora
COR
$60.3B
$4.19M 0.1%
18,612
+861
+5% +$200K
VRP icon
194
Invesco Variable Rate Preferred ETF
VRP
$2.99B
$4.13M 0.1%
168,993
+16,273
+11% +$393K
PREF icon
195
Principal Spectrum Preferred Securities Active ETF
PREF
$1.77B
$4.12M 0.1%
219,259
-225,844
-51% -$4.17M
SPLV icon
196
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$4.11M 0.1%
57,293
+52,880
+1,198% +$3.63M
FTCS icon
197
First Trust Capital Strength ETF
FTCS
$7.88B
$4.09M 0.1%
45,042
+822
+2% +$72K
DUK icon
198
Duke Energy
DUK
$102B
$4.01M 0.1%
34,792
+3,208
+10% +$357K
CRWD icon
199
CrowdStrike
CRWD
$187B
$4.01M 0.1%
57,196
-3,524
-6% -$250K
PDI icon
200
PIMCO Dynamic Income Fund
PDI
$7.4B
$3.99M 0.1%
196,966
+9,814
+5% +$188K
6 7
8
9 10

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.