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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BKE icon
1926
Buckle
BKE
$2.33B
$29.7K ﹤0.01%
675
-20
-3% -$821
RXST icon
1927
RxSight
RXST
$254M
$29.7K ﹤0.01%
600
– –
CHW
1928
Calamos Global Dynamic Income Fund
CHW
$526M
$29.6K ﹤0.01%
4,135
– –
ABEV icon
1929
Ambev
ABEV
$47.9B
$29.6K ﹤0.01%
12,147
+1,316
+12% +$2.95K
BALT icon
1930
Innovator Defined Wealth Shield ETF
BALT
$2.72B
$29.4K ﹤0.01%
954
– –
SHE icon
1931
State Street SPDR MSCI USA Gender Diversity ETF
SHE
$320M
$29.3K ﹤0.01%
258
– –
NSIT icon
1932
Insight Enterprises
NSIT
$3.93B
$29.3K ﹤0.01%
136
-12
-8% -$2.47K
MAIN icon
1933
Main Street Capital
MAIN
$5.12B
$29.1K ﹤0.01%
581
-43
-7% -$2.15K
CHWY icon
1934
Chewy
CHWY
$9.64B
$29.1K ﹤0.01%
992
+74
+8% +$1.97K
POWI icon
1935
Power Integrations
POWI
$3.27B
$29K ﹤0.01%
452
+103
+30% +$6.8K
BKUI icon
1936
BNY Mellon Ultra Short Income ETF
BKUI
$574M
$28.9K ﹤0.01%
580
– –
PMAR icon
1937
Innovator US Equity Power Buffer ETF March
PMAR
$755M
$28.8K ﹤0.01%
734
– –
CALX icon
1938
Calix
CALX
$2.29B
$28.8K ﹤0.01%
742
+157
+27% +$5.77K
MWA icon
1939
Mueller Water Products
MWA
$3.94B
$28.8K ﹤0.01%
1,326
+59
+5% +$1.19K
AFG icon
1940
American Financial Group
AFG
$11.9B
$28.7K ﹤0.01%
213
+59
+38% +$7.64K
IX icon
1941
ORIX
IX
$43.5B
$28.7K ﹤0.01%
1,235
+335
+37% +$7.87K
QMAR icon
1942
FT Vest Growth-100 Buffer ETF March
QMAR
$558M
$28.6K ﹤0.01%
1,000
– –
TXRH icon
1943
Texas Roadhouse
TXRH
$13.7B
$28.6K ﹤0.01%
162
+27
+20% +$4.55K
XJUN icon
1944
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
$137M
$28.5K ﹤0.01%
750
– –
SSD icon
1945
Simpson Manufacturing
SSD
$7.9B
$28.5K ﹤0.01%
149
+16
+12% +$2.87K
CIM
1946
Chimera Investment
CIM
$1.07B
$28.5K ﹤0.01%
1,800
– –
OWL icon
1947
Blue Owl Capital
OWL
$6.6B
$28.5K ﹤0.01%
1,471
+1,081
+277% +$19.3K
OUSA icon
1948
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$756M
$28.3K ﹤0.01%
524
-237
-31% -$12.2K
IRT icon
1949
Independence Realty Trust
IRT
$3.97B
$28.3K ﹤0.01%
1,379
+126
+10% +$2.48K
CGNX icon
1950
Cognex
CGNX
$9.79B
$28.2K ﹤0.01%
697
-437
-39% -$18.6K
76 77
78
79 80

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CIA
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GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.