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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIVS icon
1876
Guinness Atkinson Dividend Builder ETF
DIVS
$41M
– –
-850
Closed -$26.5K
DJUL icon
1877
FT Vest US Equity Deep Buffer ETF July
DJUL
$427M
– –
-972
Closed -$45.4K
DJUN icon
1878
FT Vest US Equity Deep Buffer ETF June
DJUN
$345M
– –
-500
Closed -$23.3K
DK icon
1879
Delek US
DK
$3.98B
– –
-67
Closed -$2.16K
DKL icon
1880
Delek Logistics
DKL
$3.12B
– –
-1,635
Closed -$74.5K
DKNG icon
1881
DraftKings
DKNG
$12.2B
– –
-3,281
Closed -$123K
DKS icon
1882
Dick's Sporting Goods
DKS
$18.5B
– –
-371
Closed -$82.3K
DLB icon
1883
Dolby
DLB
$4.98B
– –
-220
Closed -$15.9K
DLNG icon
1884
Dynagas LNG Partners
DLNG
$130M
– –
-2,000
Closed -$7.02K
DLS icon
1885
WisdomTree International SmallCap Dividend Fund
DLS
$1.04B
– –
-562
Closed -$44.7K
DMAR icon
1886
FT Vest US Equity Deep Buffer ETF March
DMAR
$452M
– –
-4,005
Closed -$163K
DMXF icon
1887
iShares ESG Advanced MSCI EAFE ETF
DMXF
$967M
– –
-1,224
Closed -$92.7K
DNA icon
1888
Ginkgo Bioworks
DNA
$498M
– –
-103
Closed -$1.5K
DNOV icon
1889
FT Vest US Equity Deep Buffer ETF November
DNOV
$393M
– –
-2,650
Closed -$124K
DNOW icon
1890
DNOW Inc
DNOW
$2.43B
– –
-48
Closed -$732
DNUT icon
1891
Krispy Kreme
DNUT
$560M
– –
-39
Closed -$151
DNTH icon
1892
Dianthus Therapeutics
DNTH
$5.68B
– –
-11
Closed -$433
DOCN icon
1893
DigitalOcean
DOCN
$12.4B
– –
-549
Closed -$18.8K
DOCS icon
1894
Doximity
DOCS
$3.89B
– –
-273
Closed -$20K
DOCT
1895
FT Vest US Equity Deep Buffer ETF October
DOCT
$380M
– –
-700
Closed -$30.2K
DOL icon
1896
WisdomTree True Developed International Fund
DOL
$809M
– –
-51
Closed -$3.17K
DOLE icon
1897
Dole
DOLE
$1.37B
– –
-111
Closed -$1.49K
DOW icon
1898
Dow Inc
DOW
$22B
– –
-4,388
Closed -$101K
DOX icon
1899
Amdocs
DOX
$6.03B
– –
-1,288
Closed -$106K
DQ
1900
Daqo New Energy
DQ
$812M
– –
-213
Closed -$5.99K
74 75
76
77 78

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.