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Principal Securities’s FT Vest US Equity Deep Buffer ETF October DOCT Stock Holding History

Principal Securities’s Portfolio DOCT Stock Details DOCT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-700
Closed -$30.2K – 1896
2025
Q3 		$30.2K Hold
700
– – ﹤0.01% 2219
2025
Q2 		$28.7K Hold
700
– – ﹤0.01% 2152
2025
Q1 		$27.6K Hold
700
– – ﹤0.01% 2032
2024
Q4 		$27.6K Buy
+700
New +$27.6K ﹤0.01% 2028

Other funds holding DOCT

OC
Oppenheimer & Co New York $9.37B AUM 36.4% 1-Year Est. Return
OAJ
Ogorek Anthony Joseph Williamsville, New York $403M AUM 22.57% 1-Year Est. Return
RFG
REAP Financial Group Austin, Texas $586M AUM 22.63% 1-Year Est. Return
WTFG
Wood Tarver Financial Group Boise, Idaho $424M AUM 24.33% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return
MA
Mutual Advisors Omaha, Nebraska $5.31B AUM 25.12% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
PSCM
Per Stirling Capital Management Austin, Texas $1.05B AUM 22.61% 1-Year Est. Return
LC
LCNB Corp Lebanon, Ohio $326M AUM 29.52% 1-Year Est. Return
WW
Winnow Wealth Waco, Texas $147M AUM 23.82% 1-Year Est. Return

Principal Securities's DOCT Position: Q4 2025 in Review

Principal Securities sold out of FT Vest US Equity Deep Buffer ETF October (DOCT) in Q4 2025, closing a stake of 700 shares — an estimated $30.2K sold.

Principal Securities first reported a position in DOCT in Q4 2024 and held it in 4 quarters. The position peaked at $30.2K in Q3 2025. 114 funds tracked by Wall St. Rank hold DOCT as of Q4 2025.

  • Principal Securities reported no remaining FT Vest US Equity Deep Buffer ETF October position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 700 FT Vest US Equity Deep Buffer ETF October shares in Q4 2025, an estimated $30.2K.
  • Principal Securities first reported a position in FT Vest US Equity Deep Buffer ETF October in Q4 2024 and held it in 4 quarters.
  • Principal Securities's FT Vest US Equity Deep Buffer ETF October position peaked at $30.2K in Q3 2025.
  • 114 funds tracked by Wall St. Rank held FT Vest US Equity Deep Buffer ETF October as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.