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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXI icon
1876
iShares China Large-Cap ETF
FXI
$4.31B
$33K ﹤0.01%
1,037
– –
PEB icon
1877
Pebblebrook Hotel Trust
PEB
$2.2B
$32.9K ﹤0.01%
2,489
-1,021
-29% -$13.4K
AROC icon
1878
Archrock
AROC
$6.2B
$32.8K ﹤0.01%
1,620
+1
+0.1% +$20
LEMB icon
1879
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$735M
$32.7K ﹤0.01%
851
-96,511
-99% -$3.58M
RTH icon
1880
VanEck Retail ETF
RTH
$253M
$32.7K ﹤0.01%
150
-297
-66% -$61.6K
ETHO icon
1881
Amplify Etho Climate Leadership US ETF
ETHO
$185M
$32.7K ﹤0.01%
546
– –
COWS icon
1882
Amplify Cash Flow Dividend Leaders ETF
COWS
$40.7M
$32.7K ﹤0.01%
1,100
– –
COOP
1883
DELISTED
Mr. Cooper
COOP
$32.6K ﹤0.01%
354
+27
+8% +$2.39K
FXU icon
1884
First Trust Utilities AlphaDEX Fund
FXU
$834M
$32.6K ﹤0.01%
847
– –
SAIC icon
1885
Saic
SAIC
$5.02B
$32.6K ﹤0.01%
234
+10
+4% +$1.26K
PUK icon
1886
Prudential
PUK
$36.4B
$32.6K ﹤0.01%
1,756
+106
+6% +$1.85K
GPK icon
1887
Graphic Packaging
GPK
$3.32B
$32.5K ﹤0.01%
1,097
-195
-15% -$5.55K
IHY icon
1888
VanEck International High Yield Bond ETF
IHY
$42.8M
$32.4K ﹤0.01%
1,500
– –
ARKQ icon
1889
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.82B
$32.3K ﹤0.01%
530
+81
+18% +$4.55K
KIM icon
1890
Kimco Realty
KIM
$17.6B
$32.2K ﹤0.01%
1,386
+83
+6% +$1.83K
FTXL icon
1891
First Trust Nasdaq Semiconductor ETF
FTXL
$1.96B
$32.2K ﹤0.01%
345
+335
+3,350% +$31.2K
SNV
1892
DELISTED
Synovus
SNV
$31.6K ﹤0.01%
711
+161
+29% +$7.04K
IVT icon
1893
InvenTrust Properties
IVT
$2.82B
$31.6K ﹤0.01%
1,113
+78
+8% +$2.16K
BUFQ icon
1894
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.48B
$31.6K ﹤0.01%
1,040
+629
+153% +$18.6K
RIVN icon
1895
Rivian
RIVN
$23.5B
$31.5K ﹤0.01%
2,811
+250
+10% +$3.59K
PRIM icon
1896
Primoris Services
PRIM
$4.15B
$31.5K ﹤0.01%
543
+239
+79% +$12.8K
LXRX icon
1897
Lexicon Pharmaceuticals
LXRX
$1.04B
$31.4K ﹤0.01%
20,000
– –
ILCB icon
1898
iShares Morningstar US Equity ETF
ILCB
$1.25B
$31.3K ﹤0.01%
395
+271
+219% +$20.7K
RITM icon
1899
Rithm Capital
RITM
$5.55B
$31.3K ﹤0.01%
2,755
+1,338
+94% +$15.2K
LAZ icon
1900
Lazard
LAZ
$4.02B
$31.2K ﹤0.01%
619
+236
+62% +$10.9K
74 75
76
77 78

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.