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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DEI icon
1851
Douglas Emmett
DEI
$2.1B
– –
-1,089
Closed -$17K
DENN
1852
DELISTED
Denny's
DENN
– –
-1,833
Closed -$9.59K
DEUS icon
1853
Xtrackers Russell US Multifactor ETF
DEUS
$303M
– –
-93
Closed -$5.4K
DFAX icon
1854
Dimensional World ex US Core Equity 2 ETF
DFAX
$11.6B
– –
-276
Closed -$8.66K
DFEM icon
1855
Dimensional Emerging Markets Core Equity 2 ETF
DFEM
$8.47B
– –
-3,929
Closed -$126K
DFGR icon
1856
Dimensional Global Real Estate ETF
DFGR
$3.89B
– –
-7,157
Closed -$195K
DFIN icon
1857
Donnelley Financial Solutions
DFIN
$1.33B
– –
-134
Closed -$6.89K
DFIP icon
1858
Dimensional Inflation-Protected Securities ETF
DFIP
$1.11B
– –
-3,193
Closed -$135K
DFIS icon
1859
Dimensional International Small Cap ETF
DFIS
$5.69B
– –
-5,799
Closed -$183K
DFSD
1860
Dimensional Short-Duration Fixed Income ETF
DFSD
$7.08B
– –
-2,346
Closed -$113K
DFUS
1861
Dimensional US Equity ETF
DFUS
$20.5B
– –
-346
Closed -$25.1K
DGII icon
1862
Digi International
DGII
$2.43B
– –
-2,479
Closed -$90.4K
DGIN icon
1863
VanEck Digital India ETF
DGIN
$15.3M
– –
-11
Closed -$439
DGS icon
1864
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.66B
– –
-171
Closed -$9.76K
DGT icon
1865
State Street SPDR Global Dow ETF
DGT
$607M
– –
-186
Closed -$30.1K
DHS icon
1866
WisdomTree US High Dividend Fund
DHS
$1.59B
– –
-412
Closed -$41.5K
DIAL icon
1867
Columbia Diversified Fixed Income Allocation ETF
DIAL
$386M
– –
-778
Closed -$14.4K
DIM icon
1868
WisdomTree International MidCap Dividend Fund
DIM
$164M
– –
-271
Closed -$20.9K
DINT icon
1869
Davis Select International ETF
DINT
$284M
– –
-294
Closed -$8.23K
DINO icon
1870
HF Sinclair
DINO
$16.3B
– –
-349
Closed -$18.3K
DIOD icon
1871
Diodes
DIOD
$3.45B
– –
-146
Closed -$7.77K
DISV icon
1872
Dimensional International Small Cap Value ETF
DISV
$4.85B
– –
-27
Closed -$964
DIV icon
1873
Global X SuperDividend US ETF
DIV
$796M
– –
-2,250
Closed -$39.8K
DIVB icon
1874
iShares Core Dividend ETF
DIVB
$1.72B
– –
-2,730
Closed -$143K
DIVI icon
1875
Franklin International Core Dividend Tilt Index ETF
DIVI
$2.64B
– –
-7,946
Closed -$296K
73 74
75
76 77

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.