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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TYG
1851
Tortoise Energy Infrastructure Corp
TYG
$1.1B
$61.7K ﹤0.01%
1,432
+347
+32% +$14.9K
FLTR icon
1852
VanEck IG Floating Rate ETF
FLTR
$2.94B
$61.4K ﹤0.01%
2,403
-4,542
-65% -$116K
GSBC icon
1853
Great Southern Bancorp
GSBC
$879M
$61.3K ﹤0.01%
1,000
-1,000
-50% -$60.9K
RVTY icon
1854
Revvity
RVTY
$12.4B
$61.1K ﹤0.01%
698
-70
-9% -$6.36K
PHG icon
1855
Philips
PHG
$24.8B
$61K ﹤0.01%
2,320
+359
+18% +$9.21K
PAPI icon
1856
Parametric Equity Premium Income ETF
PAPI
$442M
$61K ﹤0.01%
2,340
+1,500
+179% +$38.8K
RUM icon
1857
RUM Group Inc
RUM
$1.66B
$60.8K ﹤0.01%
8,398
-55
-0.7% -$449
GEN icon
1858
Gen Digital
GEN
$16.6B
$60.7K ﹤0.01%
2,138
+508
+31% +$15.2K
JFR icon
1859
Nuveen Floating Rate Income Fund
JFR
$1.23B
$60.5K ﹤0.01%
7,399
+1,183
+19% +$9.96K
CRUS icon
1860
Cirrus Logic
CRUS
$6.87B
$60.5K ﹤0.01%
483
+85
+21% +$9.47K
CHRW icon
1861
C.H. Robinson
CHRW
$20B
$60.4K ﹤0.01%
456
-214
-32% -$25.1K
K
1862
DELISTED
Kellanova
K
$60.4K ﹤0.01%
736
-23
-3% -$1.83K
IBMP icon
1863
iShares iBonds Dec 2027 Term Muni Bond ETF
IBMP
$651M
$60.3K ﹤0.01%
2,366
+9
+0.4% +$229
REXR icon
1864
Rexford Industrial Realty
REXR
$8.64B
$60.1K ﹤0.01%
1,463
+504
+53% +$19.7K
LEN.B icon
1865
Lennar Class B
LEN.B
$20.7B
$60.1K ﹤0.01%
501
-144
-22% -$17.1K
AKR icon
1866
Acadia Realty Trust
AKR
$2.96B
$60K ﹤0.01%
2,980
+220
+8% +$4.24K
KBH icon
1867
KB Home
KBH
$3.54B
$60K ﹤0.01%
942
+52
+6% +$3.15K
FAD icon
1868
First Trust Multi Cap Growth AlphaDEX Fund
FAD
$559M
$59.9K ﹤0.01%
373
+247
+196% +$37.8K
HOLX
1869
DELISTED
Hologic
HOLX
$59.7K ﹤0.01%
884
-117
-12% -$7.77K
EEMA icon
1870
iShares MSCI Emerging Markets Asia ETF
EEMA
$816M
$59.6K ﹤0.01%
650
-77
-11% -$6.65K
ELAN icon
1871
Elanco Animal Health
ELAN
$12.7B
$59.6K ﹤0.01%
2,959
+211
+8% +$3.54K
SGU icon
1872
Star Group
SGU
$415M
$59.2K ﹤0.01%
5,005
– –
LGND icon
1873
Ligand Pharmaceuticals
LGND
$5.94B
$59.2K ﹤0.01%
334
+58
+21% +$8.62K
WPM icon
1874
Wheaton Precious Metals
WPM
$49.8B
$59.1K ﹤0.01%
528
+23
+5% +$2.25K
TYA icon
1875
Simplify Intermediate Term Treasury Futures Strategy ETF
TYA
$65.6M
$58.9K ﹤0.01%
4,331
-206
-5% -$2.77K
73 74
75
76 77

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.