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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOVM
1801
FT Vest U.S. Equity Max Buffer ETF - November
NOVM
$27.9M
$67.6K ﹤0.01%
2,100
+600
+40% +$19.1K
PID icon
1802
Invesco International Dividend Achievers ETF
PID
$932M
$67.5K ﹤0.01%
3,174
-351
-10% -$7.38K
TILE icon
1803
Interface
TILE
$2B
$67.5K ﹤0.01%
2,332
+622
+36% +$15.7K
SUI icon
1804
Sun Communities
SUI
$15.3B
$67.5K ﹤0.01%
523
-37
-7% -$4.68K
BSMV icon
1805
Invesco BulletShares 2031 Municipal Bond ETF
BSMV
$187M
$67.4K ﹤0.01%
3,209
-176
-5% -$3.66K
FPFD icon
1806
Fidelity Preferred Securities & Income ETF
FPFD
$81M
$67.2K ﹤0.01%
3,046
+15
+0.5% +$328
BSMT icon
1807
Invesco BulletShares 2029 Municipal Bond ETF
BSMT
$281M
$67.2K ﹤0.01%
2,909
-151
-5% -$3.46K
BSMU icon
1808
Invesco BulletShares 2030 Municipal Bond ETF
BSMU
$275M
$67.2K ﹤0.01%
3,065
-174
-5% -$3.78K
AVES icon
1809
Avantis Emerging Markets Value ETF
AVES
$1.41B
$67.2K ﹤0.01%
1,171
-18
-2% -$1K
BRKR icon
1810
Bruker
BRKR
$9.58B
$66.9K ﹤0.01%
2,059
-112
-5% -$3.99K
HURN icon
1811
Huron Consulting
HURN
$1.97B
$66.6K ﹤0.01%
454
+44
+11% +$6K
IHG icon
1812
InterContinental Hotels
IHG
$23.9B
$66.3K ﹤0.01%
547
+181
+49% +$21.7K
CGIE icon
1813
Capital Group International Equity ETF
CGIE
$2.31B
$66.3K ﹤0.01%
1,965
+1,640
+505% +$54.1K
AN icon
1814
AutoNation
AN
$7.37B
$66.1K ﹤0.01%
302
+103
+52% +$21.7K
UDIV icon
1815
Franklin US Core Dividend Tilt Index ETF
UDIV
$137M
$66K ﹤0.01%
1,260
+34
+3% +$1.71K
FTQI icon
1816
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$914M
$65.8K ﹤0.01%
3,192
-30
-0.9% -$602
IJAN icon
1817
Innovator International Developed Power Buffer ETF January
IJAN
$258M
$65.7K ﹤0.01%
1,867
– –
SPXX icon
1818
Nuveen S&P 500 Dynamic Overwrite Fund
SPXX
$332M
$65.7K ﹤0.01%
3,755
+555
+17% +$9.96K
UFPI icon
1819
UFP Industries
UFPI
$5.14B
$65.4K ﹤0.01%
699
+37
+6% +$3.74K
RYAAY icon
1820
Ryanair
RYAAY
$31.1B
$65.1K ﹤0.01%
1,081
+167
+18% +$10.2K
JLL icon
1821
Jones Lang LaSalle
JLL
$15.9B
$64.7K ﹤0.01%
217
+11
+5% +$3.14K
CVLC icon
1822
Calvert US Large-Cap Core Responsible Index ETF
CVLC
$904M
$64.7K ﹤0.01%
+790
New +$62.6K
TPHD icon
1823
Timothy Plan High Dividend Stock ETF
TPHD
$366M
$64.6K ﹤0.01%
1,643
-1,739
-51% -$67.4K
JAVA icon
1824
JPMorgan Active Value ETF
JAVA
$6.81B
$64.6K ﹤0.01%
937
+16
+2% +$1.07K
BSJS icon
1825
Invesco BulletShares 2028 High Yield Corporate Bond ETF
BSJS
$715M
$64.6K ﹤0.01%
2,926
– –
71 72
73
74 75

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.