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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUMN
1776
Roundhill Humanoid Robotics ETF
HUMN
$77.5M
$70.8K ﹤0.01%
+2,353
New +$62.8K
KOID
1777
KraneShares Global Humanoid Robotics and Physical AI Index ETF
KOID
$281M
$70.5K ﹤0.01%
+2,197
New +$63.1K
FAAR icon
1778
First Trust Alternative Absolute Return Strategy ETF
FAAR
$191M
$70.1K ﹤0.01%
2,300
– –
PLMR icon
1779
Palomar
PLMR
$3.79B
$70K ﹤0.01%
600
+273
+83% +$34.6K
AVIV icon
1780
Avantis International Large Cap Value ETF
AVIV
$1.97B
$69.8K ﹤0.01%
1,035
-19
-2% -$1.23K
CCK icon
1781
Crown Holdings
CCK
$13.2B
$69.6K ﹤0.01%
721
+30
+4% +$3.01K
BSMS icon
1782
Invesco BulletShares 2028 Municipal Bond ETF
BSMS
$311M
$69.6K ﹤0.01%
2,973
-19
-0.6% -$443
QGEN icon
1783
Qiagen
QGEN
$8.72B
$69.4K ﹤0.01%
1,554
+300
+24% +$14.4K
BSMR icon
1784
Invesco BulletShares 2027 Municipal Bond ETF
BSMR
$344M
$69.3K ﹤0.01%
2,929
-27
-0.9% -$637
TBUX icon
1785
T. Rowe Price Ultra Short-Term Bond ETF
TBUX
$1.29B
$69.3K ﹤0.01%
1,390
+445
+47% +$22.2K
BIRK icon
1786
Birkenstock
BIRK
$7.7B
$69.2K ﹤0.01%
1,530
+798
+109% +$39.1K
BSMQ icon
1787
Invesco BulletShares 2026 Municipal Bond ETF
BSMQ
$271M
$69.1K ﹤0.01%
2,926
– –
YOU icon
1788
Clear Secure
YOU
$5.43B
$69.1K ﹤0.01%
2,069
+352
+21% +$11.7K
JGLO icon
1789
JPMorgan Global Select Equity ETF
JGLO
$6.8B
$68.8K ﹤0.01%
1,015
+200
+25% +$13.2K
BSMP
1790
DELISTED
Invesco BulletShares 2025 Municipal Bond ETF
BSMP
$68.7K ﹤0.01%
2,801
– –
RSPU icon
1791
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$549M
$68.7K ﹤0.01%
896
-106
-11% -$7.85K
ARKF icon
1792
ARK Blockchain & Fintech Innovation ETF
ARKF
$744M
$68.5K ﹤0.01%
1,206
+173
+17% +$9.3K
CELH icon
1793
Celsius Holdings
CELH
$7.53B
$68.4K ﹤0.01%
1,191
-244
-17% -$12.8K
HRL icon
1794
Hormel Foods
HRL
$14.1B
$68.3K ﹤0.01%
2,760
+313
+13% +$8.67K
MRNA icon
1795
Moderna
MRNA
$22.1B
$68.3K ﹤0.01%
2,643
-261
-9% -$7.28K
DBMF icon
1796
iMGP DBi Managed Futures Strategy ETF
DBMF
$4B
$68.1K ﹤0.01%
2,495
– –
SMG icon
1797
ScottsMiracle-Gro
SMG
$4.25B
$68.1K ﹤0.01%
1,195
+214
+22% +$13.5K
LIT icon
1798
Global X Lithium & Battery Tech ETF
LIT
$1.46B
$68K ﹤0.01%
1,197
+313
+35% +$14.4K
VNLA icon
1799
Janus Henderson Short Duration Income ETF
VNLA
$3.33B
$67.9K ﹤0.01%
1,378
+443
+47% +$21.8K
TNL icon
1800
Travel + Leisure Co
TNL
$4.81B
$67.7K ﹤0.01%
1,138
-78
-6% -$4.68K
70 71
72
73 74

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.