We are live on ! Find out more
PS

Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZAUG
1726
Innovator Equity Defined Protection ETF - 1 Yr August
ZAUG
$97.4M
$46.2K ﹤0.01%
+1,872
New +$45.5K
BNS icon
1727
Scotiabank
BNS
$108B
$46.2K ﹤0.01%
847
+447
+112% +$21.7K
FTLS icon
1728
First Trust Long/Short Equity ETF
FTLS
$2.46B
$46K ﹤0.01%
724
+348
+93% +$21.8K
TAK icon
1729
Takeda Pharmaceutical
TAK
$56B
$45.9K ﹤0.01%
3,228
+396
+14% +$5.62K
TNL icon
1730
Travel + Leisure Co
TNL
$4.81B
$45.8K ﹤0.01%
994
+199
+25% +$8.79K
RRC icon
1731
Range Resources
RRC
$8.94B
$45.8K ﹤0.01%
1,489
+402
+37% +$12.4K
CALM icon
1732
Cal-Maine
CALM
$4.42B
$45.7K ﹤0.01%
611
-609
-50% -$42.1K
ISD
1733
PGIM High Yield Bond Fund
ISD
$416M
$45.6K ﹤0.01%
3,268
+415
+15% +$5.63K
IVZ icon
1734
Invesco
IVZ
$13B
$45.5K ﹤0.01%
2,591
+1,049
+68% +$17.2K
HYD icon
1735
VanEck High Yield Muni ETF
HYD
$4.45B
$45.4K ﹤0.01%
856
-188
-18% -$9.85K
VITL icon
1736
Vital Farms
VITL
$592M
$45.3K ﹤0.01%
1,293
+344
+36% +$12.2K
RSPS icon
1737
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$254M
$45.3K ﹤0.01%
1,400
– –
ZWS icon
1738
Zurn Elkay Water Solutions
ZWS
$8.23B
$45.2K ﹤0.01%
1,258
+74
+6% +$2.34K
FDHY icon
1739
Fidelity High Yield Factor ETF
FDHY
$568M
$45.1K ﹤0.01%
915
-206
-18% -$10K
X
1740
DELISTED
US Steel
X
$45.1K ﹤0.01%
1,276
-245
-16% -$9.33K
CHE icon
1741
Chemed
CHE
$6.87B
$45.1K ﹤0.01%
75
+10
+15% +$5.67K
IMCV icon
1742
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
$45K ﹤0.01%
587
– –
IQDY icon
1743
FlexShares International Quality Dividend Dynamic Index Fund
IQDY
$108M
$44.6K ﹤0.01%
1,432
-12
-0.8% -$356
LCTU icon
1744
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.2B
$44.6K ﹤0.01%
711
– –
CRBG icon
1745
Corebridge Financial
CRBG
$14.6B
$44.6K ﹤0.01%
1,528
+853
+126% +$24.1K
SCHC icon
1746
Schwab International Small-Cap Equity ETF
SCHC
$5.35B
$44.5K ﹤0.01%
1,156
– –
CZA icon
1747
Invesco Zacks Mid-Cap ETF
CZA
$192M
$44.4K ﹤0.01%
410
– –
BWA icon
1748
BorgWarner
BWA
$13B
$44.2K ﹤0.01%
1,219
-12
-1% -$396
IGEB icon
1749
iShares Investment Grade Systematic Bond ETF
IGEB
$1.45B
$44.1K ﹤0.01%
949
+285
+43% +$13K
B
1750
Barrick Mining
B
$61.5B
$44K ﹤0.01%
2,210
-4,832
-69% -$92.1K
68 69
70
71 72

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.