Principal Securities’s iShares U.S. Carbon Transition Readiness Aware Active ETF LCTU Stock Holding History

Principal Securities’s Portfolio LCTU Stock Details LCTU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-679	Closed	-$49.3K	–	2578
2025 Q3	$49.3K	Hold	679	–	–	﹤0.01%	1955
2025 Q2	$45.7K	Hold	679	–	–	﹤0.01%	1933
2025 Q1	$43.5K	Hold	679	–	–	﹤0.01%	1813
2024 Q4	$43.5K	Sell	679 -32	-5%	-$2.06K	﹤0.01%	1810
2024 Q3	$44.6K	Hold	711	–	–	﹤0.01%	1744
2024 Q2	$42.2K	Hold	711	–	–	﹤0.01%	1700
2024 Q1	$40.8K	Hold	711	–	–	﹤0.01%	1664
2023 Q4	$37.2K	Buy	+711	New	+$34.8K	﹤0.01%	1618

Other funds holding LCTU

VMPIC

Varma Mutual Pension Insurance Co Helsinki, Finland $17B AUM 24.09% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Envestnet Portfolio Solutions Chicago, Illinois $20.9B AUM 19.34% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

PAS

Park Avenue Securities New York $16B AUM 26.77% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Principal Securities's LCTU Position: Q4 2025 in Review

Principal Securities sold out of iShares U.S. Carbon Transition Readiness Aware Active ETF (LCTU) in Q4 2025, closing a stake of 679 shares — an estimated $49.3K sold.

Principal Securities first reported a position in LCTU in Q4 2023 and held it in 8 quarters. The position peaked at $49.3K in Q3 2025. 202 funds tracked by Wall St. Rank hold LCTU as of Q4 2025.

Principal Securities reported no remaining iShares U.S. Carbon Transition Readiness Aware Active ETF position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 679 iShares U.S. Carbon Transition Readiness Aware Active ETF shares in Q4 2025, an estimated $49.3K.
Principal Securities first reported a position in iShares U.S. Carbon Transition Readiness Aware Active ETF in Q4 2023 and held it in 8 quarters.
Principal Securities's iShares U.S. Carbon Transition Readiness Aware Active ETF position peaked at $49.3K in Q3 2025.
202 funds tracked by Wall St. Rank held iShares U.S. Carbon Transition Readiness Aware Active ETF as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.