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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VZ icon
151
Verizon
VZ
$194B
$5.53M 0.13%
123,059
+8,351
+7% +$349K
CHKP icon
152
Check Point Software Technologies
CHKP
$13.3B
$5.47M 0.13%
28,352
+1,810
+7% +$331K
XLI icon
153
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$5.43M 0.13%
40,066
+31,344
+359% +$3.98M
CMCSA icon
154
Comcast
CMCSA
$79.1B
$5.4M 0.13%
129,230
+5,572
+5% +$220K
GSSC icon
155
GS ActiveBeta US Small Cap Equity ETF
GSSC
$1.03B
$5.36M 0.13%
77,240
+4,856
+7% +$325K
FNDF icon
156
Schwab Fundamental International Large Company Index ETF
FNDF
$24.3B
$5.32M 0.13%
142,466
+9,668
+7% +$348K
VYM icon
157
Vanguard High Dividend Yield ETF
VYM
$81.1B
$5.25M 0.13%
40,923
-1,539
-4% -$190K
RDVY icon
158
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$5.25M 0.13%
88,597
-1,527
-2% -$86.8K
LMT icon
159
Lockheed Martin
LMT
$134B
$5.2M 0.13%
8,904
-73
-0.8% -$39.2K
NFLX icon
160
Netflix
NFLX
$292B
$5.2M 0.13%
73,330
+5,720
+8% +$383K
APD icon
161
Air Products & Chemicals
APD
$66.3B
$5.18M 0.13%
17,412
+1,195
+7% +$327K
KJAN icon
162
Innovator US Small Cap Power Buffer ETF January
KJAN
$322M
$5.16M 0.12%
139,160
-2,810
-2% -$101K
MUB icon
163
iShares National Muni Bond ETF
MUB
$45.1B
$5.15M 0.12%
47,402
+6,025
+15% +$649K
TMO icon
164
Thermo Fisher Scientific
TMO
$211B
$5.13M 0.12%
8,292
+1,982
+31% +$1.17M
NAPR icon
165
Innovator Growth-100 Power Buffer ETF April
NAPR
$208M
$5.11M 0.12%
105,022
-10,570
-9% -$503K
GOVT icon
166
iShares US Treasury Bond ETF
GOVT
$43.6B
$5.07M 0.12%
216,333
+19,952
+10% +$462K
SMH icon
167
VanEck Semiconductor ETF
SMH
$67.6B
$5.03M 0.12%
20,480
-1,385
-6% -$337K
BLK icon
168
Blackrock
BLK
$164B
$5.02M 0.12%
5,292
+359
+7% +$311K
NVO
169
Novo Nordisk
NVO
$216B
$4.98M 0.12%
41,787
+708
+2% +$94.4K
PG icon
170
Procter & Gamble
PG
$343B
$4.96M 0.12%
28,627
+1,579
+6% +$268K
XLF icon
171
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$4.8M 0.12%
105,951
-1,291
-1% -$56.3K
JNK icon
172
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$4.79M 0.12%
49,017
+10,054
+26% +$965K
TDG icon
173
TransDigm Group
TDG
$69.2B
$4.76M 0.12%
3,337
-25
-0.7% -$32.5K
GSWO
174
Goldman Sachs ActiveBeta World Equity ETF
GSWO
$1.7B
$4.7M 0.11%
92,440
+5,896
+7% +$288K
XLG icon
175
Invesco S&P 500 Top 50 ETF
XLG
$10.5B
$4.69M 0.11%
98,779
+27,784
+39% +$1.28M
5 6
7
8 9

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.