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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
151
Vanguard S&P 500 ETF
VOO
$968B
$4.14M 0.13%
8,603
+1,213
+16% +$555K
BYRE icon
152
Principal Real Estate Active Opportunities ETF
BYRE
$27.9M
$4.13M 0.13%
174,903
+21,878
+14% +$508K
LMT icon
153
Lockheed Martin
LMT
$134B
$4.12M 0.13%
9,058
+1,061
+13% +$465K
CAT icon
154
Caterpillar
CAT
$409B
$4.09M 0.13%
11,148
-1,810
-14% -$578K
PEP icon
155
PepsiCo
PEP
$186B
$4.05M 0.13%
23,113
-145
-0.6% -$24.4K
PDI icon
156
PIMCO Dynamic Income Fund
PDI
$7.4B
$4.03M 0.13%
208,966
-69,121
-25% -$1.31M
VMBS icon
157
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$4.02M 0.13%
88,087
+17,154
+24% +$782K
COR icon
158
Cencora
COR
$60.3B
$3.98M 0.12%
16,376
+762
+5% +$175K
FTCS icon
159
First Trust Capital Strength ETF
FTCS
$7.88B
$3.96M 0.12%
46,247
+8,972
+24% +$740K
DEO icon
160
Diageo
DEO
$46.2B
$3.94M 0.12%
26,465
+22,857
+634% +$3.35M
ACN icon
161
Accenture
ACN
$89.9B
$3.94M 0.12%
11,357
+482
+4% +$176K
IBM icon
162
IBM
IBM
$202B
$3.93M 0.12%
20,564
+5,446
+36% +$994K
GSWO
163
Goldman Sachs ActiveBeta World Equity ETF
GSWO
$1.7B
$3.91M 0.12%
83,261
-40,452
-33% -$1.83M
CHKP icon
164
Check Point Software Technologies
CHKP
$13.3B
$3.9M 0.12%
23,773
+1,928
+9% +$309K
GTIP icon
165
Goldman Sachs Access Inflation Protected USD Bond ETF
GTIP
$292M
$3.83M 0.12%
78,095
+23,387
+43% +$1.14M
IWR icon
166
iShares Russell Mid-Cap ETF
IWR
$56.8B
$3.81M 0.12%
45,277
-1,942
-4% -$154K
OCTQ
167
DELISTED
Innovator Premium Income 40 Barrier ETF October
OCTQ
$3.79M 0.12%
158,132
– –
RSP icon
168
Invesco S&P 500 Equal Weight ETF
RSP
$96.1B
$3.76M 0.12%
22,225
+1,099
+5% +$176K
NOW icon
169
ServiceNow
NOW
$102B
$3.76M 0.12%
24,685
+1,145
+5% +$173K
BLK icon
170
Blackrock
BLK
$164B
$3.75M 0.12%
4,494
+164
+4% +$132K
CGDV icon
171
Capital Group Dividend Value ETF
CGDV
$36.6B
$3.69M 0.11%
113,521
+43,200
+61% +$1.33M
MUB icon
172
iShares National Muni Bond ETF
MUB
$45.1B
$3.64M 0.11%
33,829
+1,359
+4% +$147K
CVS icon
173
CVS Health
CVS
$137B
$3.63M 0.11%
45,531
+4,546
+11% +$347K
PGR icon
174
Progressive
PGR
$124B
$3.6M 0.11%
17,419
+944
+6% +$175K
SHY icon
175
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$3.6M 0.11%
44,003
-39,449
-47% -$3.23M
5 6
7
8 9

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.