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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMO icon
1701
Bank of Montreal
BMO
$127B
$80.2K ﹤0.01%
616
-35
-5% -$4.14K
RPM icon
1702
RPM International
RPM
$14.2B
$80.2K ﹤0.01%
680
+20
+3% +$2.4K
JULH icon
1703
Innovator Premium Income 20 Barrier ETF July
JULH
$15.6M
$80.1K ﹤0.01%
3,201
-100
-3% -$2.51K
WTRG icon
1704
Essential Utilities
WTRG
$11.5B
$80.1K ﹤0.01%
2,007
+104
+5% +$3.96K
UMBF icon
1705
UMB Financial
UMBF
$10.9B
$79.9K ﹤0.01%
675
+123
+22% +$14.2K
EMN icon
1706
Eastman Chemical
EMN
$7.79B
$79.9K ﹤0.01%
1,267
-2,039
-62% -$142K
OC icon
1707
Owens Corning
OC
$11.6B
$79.6K ﹤0.01%
563
+179
+47% +$26.3K
LECO icon
1708
Lincoln Electric
LECO
$14.7B
$79.5K ﹤0.01%
337
-89
-21% -$20.8K
NWE icon
1709
NorthWestern Energy
NWE
$4.45B
$78.8K ﹤0.01%
1,344
-156
-10% -$8.61K
LYFT icon
1710
Lyft
LYFT
$5.85B
$78.6K ﹤0.01%
3,569
+3,386
+1,850% +$56.7K
NUMG icon
1711
Nuveen ESG Mid-Cap Growth ETF
NUMG
$351M
$78.5K ﹤0.01%
1,613
+438
+37% +$21.2K
HLNE icon
1712
Hamilton Lane
HLNE
$3.9B
$78.4K ﹤0.01%
582
-8
-1% -$1.21K
GSEW icon
1713
Goldman Sachs Equal Weight US Large Cap Equity ETF
GSEW
$1.91B
$78.3K ﹤0.01%
921
– –
ISCB icon
1714
iShares Morningstar Small-Cap ETF
ISCB
$285M
$78.2K ﹤0.01%
1,233
+12
+1% +$736
IYE icon
1715
iShares US Energy ETF
IYE
$1.69B
$78.1K ﹤0.01%
1,644
+495
+43% +$23K
ZMAR
1716
Innovator Equity Defined Protection ETF - 1 Yr March
ZMAR
$113M
$78K ﹤0.01%
2,881
-2,121
-42% -$56.8K
EMBJ
1717
Embraer S.A. ADS
EMBJ
$12.3B
$77.9K ﹤0.01%
1,289
+642
+99% +$36.3K
AOCT
1718
Innovator Equity Defined Protection ETF - 2 Yr to October 2026
AOCT
$49.4M
$77.6K ﹤0.01%
2,956
– –
SAM icon
1719
Boston Beer
SAM
$1.93B
$77.6K ﹤0.01%
367
+10
+3% +$2.13K
USTB icon
1720
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.29B
$77.5K ﹤0.01%
1,520
– –
WEX icon
1721
WEX
WEX
$6.27B
$77.3K ﹤0.01%
491
+93
+23% +$15.4K
AVY icon
1722
Avery Dennison
AVY
$12.9B
$77.2K ﹤0.01%
476
-130
-21% -$22.4K
PODD icon
1723
Insulet
PODD
$11.6B
$77.2K ﹤0.01%
250
-142
-36% -$44.5K
IOO icon
1724
iShares Global 100 ETF
IOO
$8.72B
$77.2K ﹤0.01%
643
-980
-60% -$112K
FSYD icon
1725
Fidelity Sustainable High Yield ETF
FSYD
$145M
$76.9K ﹤0.01%
1,582
+47
+3% +$2.26K
67 68
69
70 71

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.