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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDVL
1676
iShares Disciplined Volatility Equity Active ETF
BDVL
$1.72B
$83.4K ﹤0.01%
+3,336
New +$83.2K
FTRE icon
1677
Fortrea Holdings
FTRE
$1.94B
$83.3K ﹤0.01%
9,891
+186
+2% +$1.42K
URBN icon
1678
Urban Outfitters
URBN
$6.43B
$83.2K ﹤0.01%
1,165
+932
+400% +$68.5K
SDVD icon
1679
FT Vest SMID Rising Dividend Achievers Target Income ETF
SDVD
$922M
$83.1K ﹤0.01%
3,845
-41
-1% -$874
AM icon
1680
Antero Midstream
AM
$10.4B
$83.1K ﹤0.01%
4,275
+2,238
+110% +$40.4K
WLDN icon
1681
Willdan Group
WLDN
$1.06B
$83.1K ﹤0.01%
859
+620
+259% +$58.7K
RGLD icon
1682
Royal Gold
RGLD
$16.7B
$83K ﹤0.01%
414
-37
-8% -$6.4K
COLB icon
1683
Columbia Banking Systems
COLB
$8.81B
$83K ﹤0.01%
3,223
+583
+22% +$14.8K
NGVT icon
1684
Ingevity
NGVT
$2.62B
$82.9K ﹤0.01%
1,502
-141
-9% -$7.33K
PFLD icon
1685
AAM Low Duration Preferred and Income Securities ETF
PFLD
$414M
$82.8K ﹤0.01%
4,204
-16,663
-80% -$327K
CNO icon
1686
CNO Financial Group
CNO
$5.01B
$82.8K ﹤0.01%
2,093
+200
+11% +$7.64K
SON icon
1687
Sonoco
SON
$5.95B
$82.6K ﹤0.01%
1,918
+268
+16% +$12.4K
UNM icon
1688
Unum
UNM
$14B
$82.5K ﹤0.01%
1,061
-681
-39% -$51K
DKS icon
1689
Dick's Sporting Goods
DKS
$18.7B
$82.3K ﹤0.01%
371
+14
+4% +$3.05K
PEN icon
1690
Penumbra
PEN
$12.6B
$82.3K ﹤0.01%
325
+21
+7% +$5.3K
EWBC icon
1691
East-West Bancorp
EWBC
$18B
$82.1K ﹤0.01%
771
+66
+9% +$6.95K
MUR icon
1692
Murphy Oil
MUR
$5.25B
$82K ﹤0.01%
2,887
+711
+33% +$17.9K
WWW icon
1693
Wolverine World Wide
WWW
$1.68B
$81.5K ﹤0.01%
2,969
+410
+16% +$10.8K
TEX icon
1694
Terex
TEX
$7.75B
$81.4K ﹤0.01%
1,586
+29
+2% +$1.48K
SMLV icon
1695
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$262M
$81.1K ﹤0.01%
625
-4
-0.6% -$516
AVT icon
1696
Avnet
AVT
$7.07B
$80.8K ﹤0.01%
1,546
+519
+51% +$27.9K
OLED icon
1697
Universal Display
OLED
$3.85B
$80.6K ﹤0.01%
561
-9
-2% -$1.31K
FAF icon
1698
First American
FAF
$8.07B
$80.5K ﹤0.01%
1,254
-139
-10% -$8.77K
OCTJ icon
1699
Innovator Premium Income 30 Barrier ETF October
OCTJ
$18.6M
$80.5K ﹤0.01%
3,373
– –
HUBS icon
1700
HubSpot
HUBS
$12.2B
$80.5K ﹤0.01%
172
+6
+4% +$3.02K
66 67
68
69 70

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.