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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNX icon
1476
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.38B
$129K ﹤0.01%
1,032
+20
+2% +$2.42K
IXC icon
1477
iShares Global Energy ETF
IXC
$2.71B
$128K ﹤0.01%
3,076
-322
-9% -$13.1K
ALSN icon
1478
Allison Transmission
ALSN
$10.1B
$128K ﹤0.01%
1,512
-5,733
-79% -$510K
EL icon
1479
Estee Lauder
EL
$30.1B
$128K ﹤0.01%
1,455
-37
-2% -$3.29K
VFMF icon
1480
Vanguard US Multifactor ETF
VFMF
$721M
$128K ﹤0.01%
886
– –
TSPA icon
1481
T. Rowe Price US Equity Research ETF
TSPA
$4.17B
$128K ﹤0.01%
3,046
+1,056
+53% +$42.6K
SCI icon
1482
Service Corp International
SCI
$11.4B
$127K ﹤0.01%
1,525
-339
-18% -$27K
GWRE icon
1483
Guidewire Software
GWRE
$12.4B
$127K ﹤0.01%
551
+142
+35% +$32.3K
JXN icon
1484
Jackson Financial
JXN
$8.44B
$127K ﹤0.01%
1,251
-3
-0.2% -$280
RYAN icon
1485
Ryan Specialty Holdings
RYAN
$5.59B
$127K ﹤0.01%
2,245
+556
+33% +$32.9K
BKH icon
1486
Black Hills Corp
BKH
$5.68B
$126K ﹤0.01%
2,050
+50
+3% +$2.94K
DFEM icon
1487
Dimensional Emerging Markets Core Equity 2 ETF
DFEM
$8.85B
$126K ﹤0.01%
3,929
-22
-0.6% -$679
EELV icon
1488
Invesco S&P Emerging Markets Low Volatility ETF
EELV
$430M
$125K ﹤0.01%
4,715
+501
+12% +$13.2K
WIX icon
1489
WIX.com
WIX
$2.36B
$125K ﹤0.01%
702
-1
-0.1% -$150
FTAI icon
1490
FTAI Aviation
FTAI
$22B
$124K ﹤0.01%
746
+672
+908% +$95.6K
BLV icon
1491
Vanguard Long-Term Bond ETF
BLV
$5.78B
$124K ﹤0.01%
1,752
-93
-5% -$6.45K
DNOV icon
1492
FT Vest US Equity Deep Buffer ETF November
DNOV
$395M
$124K ﹤0.01%
2,650
– –
VGK icon
1493
Vanguard FTSE Europe ETF
VGK
$30.1B
$123K ﹤0.01%
1,547
-57
-4% -$4.46K
BIT icon
1494
BlackRock Multi-Sector Income Trust
BIT
$696M
$123K ﹤0.01%
9,215
+50
+0.5% +$708
UNF icon
1495
Unifirst Corp
UNF
$5.38B
$123K ﹤0.01%
737
-29
-4% -$5.03K
ELS icon
1496
Equity Lifestyle Properties
ELS
$12.6B
$123K ﹤0.01%
2,029
+131
+7% +$7.95K
KHC icon
1497
Kraft Heinz
KHC
$31.1B
$123K ﹤0.01%
4,720
+351
+8% +$9.54K
PRFZ icon
1498
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.77B
$123K ﹤0.01%
2,706
-1,070
-28% -$46.4K
ABR icon
1499
Arbor Realty Trust
ABR
$977M
$123K ﹤0.01%
10,056
+815
+9% +$9.48K
DKNG icon
1500
DraftKings
DKNG
$12B
$123K ﹤0.01%
3,281
-1,316
-29% -$58.4K
58 59
60
61 62

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.