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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VB icon
126
Vanguard Small-Cap ETF
VB
$79.5B
$9.23M 0.15%
36,286
+1,591
+5% +$395K
VYMI icon
127
Vanguard International High Dividend Yield ETF
VYMI
$20.2B
$9.22M 0.15%
108,865
+7,197
+7% +$597K
RTX icon
128
RTX Corp
RTX
$287B
$9.11M 0.15%
54,444
+1,628
+3% +$253K
CGGO icon
129
Capital Group Global Growth Equity ETF
CGGO
$11.2B
$9.08M 0.15%
265,658
+52,406
+25% +$1.72M
FELG icon
130
Fidelity Enhanced Large Cap Growth ETF
FELG
$5.44B
$9.05M 0.15%
220,170
+34,767
+19% +$1.35M
COWZ icon
131
Pacer US Cash Cows 100 ETF
COWZ
$18.2B
$9.01M 0.15%
156,746
-378
-0.2% -$21.5K
RDVY icon
132
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$8.83M 0.15%
131,299
+8,843
+7% +$574K
CRM icon
133
Salesforce
CRM
$134B
$8.7M 0.14%
36,692
+43
+0.1% +$10.8K
KO icon
134
Coca-Cola
KO
$354B
$8.67M 0.14%
130,739
+3,973
+3% +$273K
AMAT icon
135
Applied Materials
AMAT
$426B
$8.67M 0.14%
42,346
-2,360
-5% -$428K
VYM icon
136
Vanguard High Dividend Yield ETF
VYM
$81.1B
$8.62M 0.14%
61,183
+13,784
+29% +$1.89M
XMMO icon
137
Invesco S&P MidCap Momentum ETF
XMMO
$7.39B
$8.57M 0.14%
63,348
+28,788
+83% +$3.79M
USMV icon
138
iShares MSCI USA Min Vol Factor ETF
USMV
$23.2B
$8.53M 0.14%
89,691
+1,510
+2% +$141K
DIS icon
139
Walt Disney
DIS
$165B
$8.52M 0.14%
74,397
-114
-0.2% -$13.4K
CAFX
140
Congress Intermediate Bond ETF
CAFX
$320M
$8.41M 0.14%
336,044
+1,678
+0.5% +$41.9K
MUB icon
141
iShares National Muni Bond ETF
MUB
$45.1B
$8.25M 0.14%
77,473
+2,636
+4% +$276K
CGMU icon
142
Capital Group Municipal Income ETF
CGMU
$6.35B
$8.24M 0.14%
302,078
+59,603
+25% +$1.6M
EFV icon
143
iShares MSCI EAFE Value ETF
EFV
$27.6B
$8.09M 0.13%
119,211
-6,562
-5% -$432K
BNDX icon
144
Vanguard Total International Bond ETF
BNDX
$82B
$7.96M 0.13%
160,864
+45,378
+39% +$2.24M
VOE icon
145
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$7.94M 0.13%
45,458
+9,841
+28% +$1.67M
GS icon
146
Goldman Sachs
GS
$313B
$7.9M 0.13%
9,918
-226
-2% -$167K
QCOM icon
147
Qualcomm
QCOM
$176B
$7.81M 0.13%
46,944
-1,273
-3% -$202K
TIP icon
148
iShares TIPS Bond ETF
TIP
$14.5B
$7.74M 0.13%
69,547
+3,634
+6% +$401K
AIQ icon
149
Global X Artificial Intelligence & Technology ETF
AIQ
$9.23B
$7.7M 0.13%
155,831
+18,471
+13% +$840K
IYW icon
150
iShares US Technology ETF
IYW
$23.7B
$7.66M 0.13%
39,102
-14,144
-27% -$2.59M
4 5
6
7 8

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.