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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHC icon
1451
Schwab International Small-Cap Equity ETF
SCHC
$5.38B
$138K ﹤0.01%
3,037
+1,911
+170% +$83.9K
CR icon
1452
Crane Co
CR
$13.1B
$137K ﹤0.01%
746
+123
+20% +$23.2K
EQH icon
1453
Equitable Holdings
EQH
$13.3B
$137K ﹤0.01%
2,703
-289
-10% -$15.3K
REG icon
1454
Regency Centers
REG
$15.1B
$137K ﹤0.01%
1,882
+44
+2% +$3.14K
DBX icon
1455
Dropbox
DBX
$7.13B
$137K ﹤0.01%
4,537
+484
+12% +$13.8K
MMIT icon
1456
IQ MacKay Municipal Intermediate ETF
MMIT
$1.46B
$136K ﹤0.01%
5,606
+44
+0.8% +$1.05K
VNO icon
1457
Vornado Realty Trust
VNO
$7.43B
$135K ﹤0.01%
3,332
+781
+31% +$30.4K
DFIP icon
1458
Dimensional Inflation-Protected Securities ETF
DFIP
$1.11B
$135K ﹤0.01%
3,193
+90
+3% +$3.79K
FOF icon
1459
Cohen & Steers Closed End Opportunity Fund
FOF
$374M
$134K ﹤0.01%
10,293
– –
ODFL icon
1460
Old Dominion Freight Line
ODFL
$47.2B
$134K ﹤0.01%
953
-1
-0.1% -$153
PNW icon
1461
Pinnacle West Capital
PNW
$12.8B
$134K ﹤0.01%
1,493
+64
+4% +$5.76K
ZALT icon
1462
Innovator US Equity 10 Buffer ETF Quarterly
ZALT
$750M
$133K ﹤0.01%
4,181
– –
MTCH icon
1463
Match Group
MTCH
$9.05B
$133K ﹤0.01%
3,769
+239
+7% +$8.53K
PDEC icon
1464
Innovator US Equity Power Buffer ETF December
PDEC
$978M
$133K ﹤0.01%
3,166
+234
+8% +$9.58K
TECK icon
1465
Teck Resources
TECK
$29.3B
$133K ﹤0.01%
3,022
-1,687
-36% -$61.3K
FWONA icon
1466
Liberty Media Series A
FWONA
$22.6B
$132K ﹤0.01%
1,386
+54
+4% +$4.93K
DB icon
1467
Deutsche Bank
DB
$67.9B
$131K ﹤0.01%
3,712
+487
+15% +$16.6K
CNP icon
1468
CenterPoint Energy
CNP
$28.8B
$131K ﹤0.01%
3,386
+317
+10% +$12K
PFGC icon
1469
Performance Food Group
PFGC
$18B
$131K ﹤0.01%
1,256
+195
+18% +$19.5K
MOD icon
1470
Modine Manufacturing
MOD
$12.2B
$131K ﹤0.01%
919
-115
-11% -$14.6K
ON icon
1471
ON Semiconductor
ON
$34.7B
$130K ﹤0.01%
2,635
-474
-15% -$24.9K
PEGA icon
1472
Pegasystems
PEGA
$4.7B
$130K ﹤0.01%
2,259
+539
+31% +$29.7K
INDS icon
1473
Pacer Industrial Real Estate ETF
INDS
$119M
$130K ﹤0.01%
3,483
+394
+13% +$14.5K
VIK icon
1474
Viking Holdings
VIK
$46B
$130K ﹤0.01%
2,085
+1,940
+1,338% +$116K
PPG icon
1475
PPG Industries
PPG
$26.4B
$129K ﹤0.01%
1,232
+80
+7% +$8.89K
57 58
59
60 61

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.