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Principal Securities’s Innovator US Equity 10 Buffer ETF Quarterly ZALT Stock Holding History

Principal Securities’s Portfolio ZALT Stock Details ZALT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-4,181
Closed -$133K – 3560
2025
Q3 		$133K Hold
4,181
– – ﹤0.01% 1462
2025
Q2 		$129K Buy
4,181
+1,681
+67% +$50.5K ﹤0.01% 1430
2025
Q1 		$74.4K Hold
2,500
– – ﹤0.01% 1573
2024
Q4 		$74.4K Buy
+2,500
New +$74.2K ﹤0.01% 1570

Other funds holding ZALT

W
Wealthquest Cincinnati, Ohio $1.59B AUM 18.1% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
HCM
Hollencrest Capital Management Newport Beach, California $2.7B AUM 23.62% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
GSAM
Grant Street Asset Management Canonsburg, Pennsylvania $519M AUM 11.48% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
NA
NewEdge Advisors New Orleans, Louisiana $27.7B AUM 22.98% 1-Year Est. Return
CVA
Central Valley Advisors Sacramento, California $390M AUM 20.62% 1-Year Est. Return
CFS
CRA Financial Services Northfield, New Jersey $868M AUM 25.66% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Principal Securities's ZALT Position: Q4 2025 in Review

Principal Securities sold out of Innovator US Equity 10 Buffer ETF Quarterly (ZALT) in Q4 2025, closing a stake of 4,181 shares — an estimated $133K sold.

Principal Securities first reported a position in ZALT in Q4 2024 and held it in 4 quarters. The position peaked at $133K in Q3 2025. 92 funds tracked by Wall St. Rank hold ZALT as of Q4 2025.

  • Principal Securities reported no remaining Innovator US Equity 10 Buffer ETF Quarterly position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 4,181 Innovator US Equity 10 Buffer ETF Quarterly shares in Q4 2025, an estimated $133K.
  • Principal Securities first reported a position in Innovator US Equity 10 Buffer ETF Quarterly in Q4 2024 and held it in 4 quarters.
  • Principal Securities's Innovator US Equity 10 Buffer ETF Quarterly position peaked at $133K in Q3 2025.
  • 92 funds tracked by Wall St. Rank held Innovator US Equity 10 Buffer ETF Quarterly as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.