Principal Securities’s Innovator US Equity Power Buffer ETF December PDEC Stock Holding History

Principal Securities’s Portfolio PDEC Stock Details PDEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-3,166	Closed	-$133K	–	2883
2025 Q3	$133K	Buy	3,166 +234	+8%	+$9.58K	﹤0.01%	1464
2025 Q2	$117K	Hold	2,932	–	–	﹤0.01%	1476
2025 Q1	$113K	Hold	2,932	–	–	﹤0.01%	1387
2024 Q4	$113K	Buy	2,932 +445	+18%	+$17.2K	﹤0.01%	1387
2024 Q3	$95.3K	Sell	2,487 -610	-20%	-$23.1K	﹤0.01%	1424
2024 Q2	$116K	Sell	3,097 -700	-18%	-$25.8K	﹤0.01%	1263
2024 Q1	$139K	Buy	3,797 +550	+17%	+$19.7K	﹤0.01%	1159
2023 Q4	$114K	Buy	+3,247	New	+$108K	﹤0.01%	1149

Other funds holding PDEC

AllianceBernstein Nashville, Tennessee $309B AUM 23.92% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $8.52B AUM 37.76% 1-Year Est. Return

Focus Partners Wealth Boston, Massachusetts $89.9B AUM 20.5% 1-Year Est. Return

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

William Blair & Company Chicago, Illinois $34.9B AUM 18.88% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Principal Securities's PDEC Position: Q4 2025 in Review

Principal Securities sold out of Innovator US Equity Power Buffer ETF December (PDEC) in Q4 2025, closing a stake of 3,166 shares — an estimated $133K sold.

Principal Securities first reported a position in PDEC in Q4 2023 and held it in 8 quarters. The position peaked at $139K in Q1 2024. 231 funds tracked by Wall St. Rank hold PDEC as of Q4 2025.

Principal Securities reported no remaining Innovator US Equity Power Buffer ETF December position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 3,166 Innovator US Equity Power Buffer ETF December shares in Q4 2025, an estimated $133K.
Principal Securities first reported a position in Innovator US Equity Power Buffer ETF December in Q4 2023 and held it in 8 quarters.
Principal Securities's Innovator US Equity Power Buffer ETF December position peaked at $139K in Q1 2024.
231 funds tracked by Wall St. Rank held Innovator US Equity Power Buffer ETF December as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.