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Principal Securities

Principal Securities Portfolio holdings

AUM $8.31B Turnover 14.93%
1-Year Est. Return 21.94%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
Cap. Flow
+$519M
Cap. Flow %
7.62%
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72
Avg Time Held
1.9 years
Top 10 Avg Time Held
1.4 years
Top 20 Avg Time Held
1.6 years

Top Buys

Rank Stock Value
1
LCAP icon
Principal Capital Appreciation Select ETF
LCAP
+$56.3M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$17.8M
3
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$14.5M
4
PIEQ icon
Principal International Equity ETF
PIEQ
+$14.4M
5
PY icon
Principal Exchange-Traded Funds Principal Value ETF
PY
+$14.2M

Top Sells

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$25.5M
2
OEF icon
iShares S&P 100 ETF
OEF
+$13.1M
3
VDC icon
Vanguard Consumer Staples ETF
VDC
+$11.7M
4
SPHY icon
State Street SPDR Portfolio High Yield Bond ETF
SPHY
+$10.5M
5
USHY icon
iShares Broad USD High Yield Corporate Bond ETF
USHY
+$10.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 71.8%
2 Technology 8.02%
3 Financials 4.14%
4 Consumer Discretionary 3.06%
5 Healthcare 3.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
DOCU icon
1426
DocuSign
DOCU
$14B
– –
-11,694
Closed -$800K –
DORM icon
1427
Dorman Products
DORM
$3.68B
– –
-5,426
Closed -$668K –
DPZ icon
1428
Domino's
DPZ
$10.2B
– –
-1,078
Closed -$449K –
DTM icon
1429
DT Midstream
DTM
$12.6B
– –
-6,874
Closed -$823K –
EAPR icon
1430
Innovator Emerging Markets Power Buffer ETF April
EAPR
$95.3M
– –
-96,951
Closed -$2.88M –
EXAS icon
1431
DELISTED
Exact Sciences
EXAS
– –
-3,058
Closed -$311K –
FNF icon
1432
Fidelity National Financial
FNF
$10.7B
– –
-4,439
Closed -$242K –
FOX icon
1433
Fox Class B
FOX
$24.1B
– –
-3,521
Closed -$229K –
FPEI icon
1434
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.87B
– –
-83,245
Closed -$1.61M –
FRSH icon
1435
Freshworks
FRSH
$3.59B
– –
-11,867
Closed -$145K –
GDDY icon
1436
GoDaddy
GDDY
$13.4B
– –
-2,046
Closed -$254K –
GOVI icon
1437
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.21B
– –
-19,005
Closed -$524K –
GPI icon
1438
Group 1 Automotive
GPI
$2.89B
– –
-540
Closed -$212K –
GTLB icon
1439
GitLab
GTLB
$8.8B
– –
-8,461
Closed -$318K –
GUNR icon
1440
Northern Trust Morningstar Global Upstream Natural Resources ETF
GUNR
$7.15B
– –
-8,629
Closed -$396K –
HELO icon
1441
JPMorgan Hedged Equity Laddered Overlay ETF
HELO
$4.85B
– –
-31,346
Closed -$2.08M –
HURN icon
1442
Huron Consulting
HURN
$2.78B
– –
-1,241
Closed -$215K –
HYLB icon
1443
Xtrackers USD High Yield Corporate Bond ETF
HYLB
$3.22B
– –
-24,120
Closed -$888K –
IAPR icon
1444
Innovator International Developed Power Buffer ETF April
IAPR
$191M
– –
-107,563
Closed -$3.32M –
IBIT icon
1445
iShares Bitcoin Trust
IBIT
$65.6B
– –
-5,989
Closed -$297K –
IHAK icon
1446
iShares Cybersecurity and Tech ETF
IHAK
$1.15B
– –
-5,666
Closed -$273K –
IOT icon
1447
Samsara
IOT
$23.2B
– –
-6,097
Closed -$216K –
JHPI icon
1448
John Hancock Preferred Income ETF
JHPI
$222M
– –
-22,477
Closed -$513K –
JQUA icon
1449
JPMorgan US Quality Factor ETF
JQUA
$9.16B
– –
-4,078
Closed -$258K –
KEY icon
1450
KeyCorp
KEY
$21.3B
– –
-11,015
Closed -$227K –
56 57
58
59 60

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Principal Securities's Q1 2026 Portfolio in Review

As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.

By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, up from 71% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.

  • Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
  • Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
  • Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
  • Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
  • Principal Securities opened 138 new positions and closed 72 in Q1 2026.
  • Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.

Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.