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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRMB icon
1426
Trimble
TRMB
$13.5B
$94.1K ﹤0.01%
1,516
+465
+44% +$26K
BKEM icon
1427
BNY Mellon Emerging Markets Equity ETF
BKEM
$82.3M
$93.7K ﹤0.01%
4,368
– –
TEX icon
1428
Terex
TEX
$7.86B
$93.5K ﹤0.01%
1,767
+322
+22% +$17.8K
CALY
1429
Callaway Golf Company
CALY
$3.25B
$93.2K ﹤0.01%
8,487
+2,468
+41% +$31.1K
TRP icon
1430
TC Energy
TRP
$70.6B
$93.1K ﹤0.01%
1,957
+128
+7% +$5.56K
AEE icon
1431
Ameren
AEE
$31.4B
$93K ﹤0.01%
1,063
+245
+30% +$19.6K
UJAN icon
1432
Innovator US Equity Ultra Buffer ETF January
UJAN
$276M
$92.9K ﹤0.01%
2,442
– –
YDEC icon
1433
FT Vest International Equity Moderate Buffer ETF December
YDEC
$159M
$92.4K ﹤0.01%
3,725
– –
VNO icon
1434
Vornado Realty Trust
VNO
$7.41B
$92.3K ﹤0.01%
2,342
+324
+16% +$10.4K
FDLS icon
1435
Inspire Fidelis Multi Factor ETF
FDLS
$227M
$92.2K ﹤0.01%
2,933
+2,467
+529% +$75.3K
HAS icon
1436
Hasbro
HAS
$13.4B
$91.8K ﹤0.01%
1,270
+339
+36% +$22K
UOCT icon
1437
Innovator US Equity Ultra Buffer ETF October
UOCT
$178M
$91.5K ﹤0.01%
2,630
– –
L icon
1438
Loews
L
$24.6B
$91.5K ﹤0.01%
1,158
+299
+35% +$23.5K
FEP icon
1439
First Trust Europe AlphaDEX Fund
FEP
$514M
$91.4K ﹤0.01%
2,348
-1,851
-44% -$70.3K
KEYS icon
1440
Keysight
KEYS
$52B
$91.4K ﹤0.01%
575
-178
-24% -$25.3K
OSK icon
1441
Oshkosh
OSK
$9.48B
$90.6K ﹤0.01%
904
+322
+55% +$33.6K
CBU icon
1442
Community Bank
CBU
$3.4B
$90.6K ﹤0.01%
1,560
+183
+13% +$10.5K
EXPO icon
1443
Exponent
EXPO
$3.19B
$90.4K ﹤0.01%
784
+113
+17% +$11.8K
JPME icon
1444
JPMorgan Diversified Return US Mid Cap Equity ETF
JPME
$470M
$90.3K ﹤0.01%
860
+3
+0.4% +$300
NWE icon
1445
NorthWestern Energy
NWE
$4.48B
$90K ﹤0.01%
1,572
+51
+3% +$2.72K
AEIS icon
1446
Advanced Energy
AEIS
$10.9B
$89.7K ﹤0.01%
852
-4
-0.5% -$420
ALB icon
1447
Albemarle
ALB
$13.4B
$89.3K ﹤0.01%
943
+403
+75% +$35.8K
TW icon
1448
Tradeweb Markets
TW
$22.2B
$89.2K ﹤0.01%
721
+10
+1% +$1.13K
IJAN icon
1449
Innovator International Developed Power Buffer ETF January
IJAN
$258M
$89.1K ﹤0.01%
2,702
+366
+16% +$11.7K
CM icon
1450
Canadian Imperial Bank of Commerce
CM
$109B
$89.1K ﹤0.01%
1,452
+3
+0.2% +$162
56 57
58
59 60

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.