Principal Securities’s Innovator US Equity Ultra Buffer ETF January UJAN Stock Holding History

Principal Securities’s Portfolio UJAN Stock Details UJAN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$360K	Buy	+7,933	New	+$354K	﹤0.01%	1245
2025 Q4	–	Sell	-4,054	Closed	-$171K	–	3381
2025 Q3	$171K	Hold	4,054	–	–	﹤0.01%	1360
2025 Q2	$164K	Buy	4,054 +1,662	+69%	+$64.4K	﹤0.01%	1317
2025 Q1	$93.2K	Hold	2,392	–	–	﹤0.01%	1472
2024 Q4	$93.2K	Sell	2,392 -50	-2%	-$1.93K	﹤0.01%	1470
2024 Q3	$92.9K	Hold	2,442	–	–	﹤0.01%	1432
2024 Q2	$90.6K	Hold	2,442	–	–	﹤0.01%	1374
2024 Q1	$88.2K	Buy	2,442 +224	+10%	+$7.89K	﹤0.01%	1326
2023 Q4	$76.4K	Buy	+2,218	New	+$74.1K	﹤0.01%	1298

Other funds holding UJAN

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

Sonoma Allocations Santa Rosa, California $322M AUM 23.6% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

CDWM

Campbell Deegan Wealth Management Richmond, Virginia $141M AUM 16.77% 1-Year Est. Return

PCA

Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 23.67% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Strategic Blueprint Atlanta, Georgia $2B AUM 27.02% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return

Clearstead Advisors Cleveland, Ohio $10.6B AUM 24.87% 1-Year Est. Return

Principal Securities's UJAN Position: Q2 2026 in Review

Principal Securities opened a new position in Innovator US Equity Ultra Buffer ETF January (UJAN) in Q2 2026: 7,933 shares worth $360K. The stake represents ﹤0.01% of the portfolio and ranks #1245 among its holdings. This is a return to the name: Principal Securities previously reported a position in UJAN as recently as Q3 2025.

Principal Securities first reported a position in UJAN in Q4 2023 and has held it in 9 quarters since. 122 funds tracked by Wall St. Rank hold UJAN as of Q2 2026.

Principal Securities held 7,933 shares of Innovator US Equity Ultra Buffer ETF January worth $360K as of Q2 2026.
Innovator US Equity Ultra Buffer ETF January was a new Principal Securities position in Q2 2026.
Innovator US Equity Ultra Buffer ETF January made up ﹤0.01% of Principal Securities's portfolio in Q2 2026, its #1245 holding.
Principal Securities first reported a position in Innovator US Equity Ultra Buffer ETF January in Q4 2023 and has held it in 9 quarters since.
122 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF January as of Q2 2026.

Based on Principal Securities's 13F filing for Q2 2026, filed 4 Aug 2026.