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Principal Securities’s Innovator US Equity Ultra Buffer ETF January UJAN Stock Holding History

Principal Securities’s Portfolio UJAN Stock Details UJAN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-4,054
Closed -$171K – 3381
2025
Q3 		$171K Hold
4,054
– – ﹤0.01% 1360
2025
Q2 		$164K Buy
4,054
+1,662
+69% +$64.4K ﹤0.01% 1317
2025
Q1 		$93.2K Hold
2,392
– – ﹤0.01% 1472
2024
Q4 		$93.2K Sell
2,392
-50
-2% -$1.93K ﹤0.01% 1470
2024
Q3 		$92.9K Hold
2,442
– – ﹤0.01% 1432
2024
Q2 		$90.6K Hold
2,442
– – ﹤0.01% 1374
2024
Q1 		$88.2K Buy
2,442
+224
+10% +$7.89K ﹤0.01% 1326
2023
Q4 		$76.4K Buy
+2,218
New +$74.1K ﹤0.01% 1298

Other funds holding UJAN

SA
Sonoma Allocations Santa Rosa, California $322M AUM 23.6% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
PCA
Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 23.67% 1-Year Est. Return
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return
SB
Strategic Blueprint Atlanta, Georgia $2B AUM 27.02% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
BCM
Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return
CA
Clearstead Advisors Cleveland, Ohio $10.9B AUM 18.41% 1-Year Est. Return
CDWM
Campbell Deegan Wealth Management Richmond, Virginia $125M AUM 12.26% 1-Year Est. Return

Principal Securities's UJAN Position: Q4 2025 in Review

Principal Securities sold out of Innovator US Equity Ultra Buffer ETF January (UJAN) in Q4 2025, closing a stake of 4,054 shares — an estimated $171K sold.

Principal Securities first reported a position in UJAN in Q4 2023 and held it in 8 quarters. The position peaked at $171K in Q3 2025. 103 funds tracked by Wall St. Rank hold UJAN as of Q4 2025.

  • Principal Securities reported no remaining Innovator US Equity Ultra Buffer ETF January position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 4,054 Innovator US Equity Ultra Buffer ETF January shares in Q4 2025, an estimated $171K.
  • Principal Securities first reported a position in Innovator US Equity Ultra Buffer ETF January in Q4 2023 and held it in 8 quarters.
  • Principal Securities's Innovator US Equity Ultra Buffer ETF January position peaked at $171K in Q3 2025.
  • 103 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF January as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.