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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BUFS
1376
FT Vest Laddered Small Cap Moderate Buffer ETF
BUFS
$180M
$165K ﹤0.01%
7,328
+901
+14% +$19.6K
GDXJ icon
1377
VanEck Junior Gold Miners ETF
GDXJ
$7.15B
$164K ﹤0.01%
1,654
-406
-20% -$31.2K
HTGC icon
1378
Hercules Capital
HTGC
$2.95B
$163K ﹤0.01%
8,642
-2,309
-21% -$44.3K
DMAR icon
1379
FT Vest US Equity Deep Buffer ETF March
DMAR
$452M
$163K ﹤0.01%
4,005
– –
EUSB icon
1380
iShares ESG Advanced Universal USD Bond ETF
EUSB
$712M
$163K ﹤0.01%
3,717
– –
IBB icon
1381
iShares Biotechnology ETF
IBB
$9.44B
$162K ﹤0.01%
1,121
-309
-22% -$42.2K
TEAM icon
1382
Atlassian
TEAM
$24.3B
$162K ﹤0.01%
1,012
-913
-47% -$165K
MNDY icon
1383
monday.com
MNDY
$3.47B
$162K ﹤0.01%
834
-24
-3% -$5.53K
UAPR icon
1384
Innovator US Equity Ultra Buffer ETF April
UAPR
$157M
$161K ﹤0.01%
5,021
– –
EXAS
1385
DELISTED
Exact Sciences
EXAS
$161K ﹤0.01%
2,947
+687
+30% +$34.3K
INCY icon
1386
Incyte
INCY
$23.7B
$161K ﹤0.01%
1,898
+403
+27% +$31.9K
PRM icon
1387
Perimeter Solutions
PRM
$5.44B
$160K ﹤0.01%
7,157
+839
+13% +$15.9K
SUSC icon
1388
iShares ESG Aware USD Corporate Bond ETF
SUSC
$1.29B
$160K ﹤0.01%
6,794
– –
BYLD icon
1389
iShares Yield Optimized Bond ETF
BYLD
$448M
$160K ﹤0.01%
6,982
– –
HUM icon
1390
Humana
HUM
$45.8B
$160K ﹤0.01%
614
+65
+12% +$17.1K
HIMS icon
1391
Hims & Hers Health
HIMS
$7B
$159K ﹤0.01%
2,805
-1,339
-32% -$68.6K
PTL icon
1392
Inspire 500 ETF
PTL
$873M
$159K ﹤0.01%
638
+228
+56% +$54.7K
P
1393
Everpure Inc
P
$24.7B
$159K ﹤0.01%
1,897
+44
+2% +$2.93K
FPXI icon
1394
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$277M
$159K ﹤0.01%
2,647
-363
-12% -$20.8K
NVDY icon
1395
YieldMax NVDA Option Income Strategy ETF
NVDY
$1.33B
$158K ﹤0.01%
9,413
-1,031
-10% -$17.4K
IOT icon
1396
Samsara
IOT
$20.6B
$157K ﹤0.01%
4,223
+2,561
+154% +$95.1K
FUTU icon
1397
Futu Holdings
FUTU
$14.6B
$157K ﹤0.01%
904
+637
+239% +$106K
IGIB icon
1398
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$157K ﹤0.01%
2,899
-7
-0.2% -$374
FR icon
1399
First Industrial Realty Trust
FR
$8.81B
$156K ﹤0.01%
3,032
-14
-0.5% -$703
FIIG icon
1400
First Trust Intermediate Duration Investment Grade Corporate ETF
FIIG
$647M
$156K ﹤0.01%
7,348
+2
+0% +$42
54 55
56
57 58

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.