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Principal Securities Portfolio holdings
AUM
$8.31B
Turnover
14.93%
1-Year Est. Return
21.94%
This Fund
S&P 500
This Quarter
Est. Return
-1.56%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
(+5.2%)
Cap. Flow
+$519M
Cap. Flow
% of AUM
7.62%
Top 10 Holdings %
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72
Avg Time Held
1.9
years
Top 10 Avg Time Held
1.4
years
Top 20 Avg Time Held
1.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Principal Capital Appreciation Select ETF
LCAP
|
+$56.3M |
| 2 |
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
|
+$17.8M |
| 3 |
Principal Investment Grade Corporate Active ETF
IG
|
+$14.5M |
| 4 |
Principal International Equity ETF
PIEQ
|
+$14.4M |
| 5 |
Principal Exchange-Traded Funds Principal Value ETF
PY
|
+$14.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$25.5M |
| 2 |
iShares S&P 100 ETF
OEF
|
+$13.1M |
| 3 |
Vanguard Consumer Staples ETF
VDC
|
+$11.7M |
| 4 |
State Street SPDR Portfolio High Yield Bond ETF
SPHY
|
+$10.5M |
| 5 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 71.8% |
| 2 | Technology | 8.02% |
| 3 | Financials | 4.14% |
| 4 | Consumer Discretionary | 3.06% |
| 5 | Healthcare | 3.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1351
First Trust S&P REIT Index Fund
FRI
$184M
| $217K | ﹤0.01% |
7,622
-452
| -6% | -$13K |
2023 Q4
9 quarters
|
|
1352
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$718M
| $216K | ﹤0.01% |
3,755
-69
| -2% | -$4.17K |
2023 Q4
9 quarters
|
|
1353
W.P. Carey
WPC
$14.8B
| $216K | ﹤0.01% |
+3,175
| New | +$223K |
2026 Q1
0 quarters
|
|
1354
Floor & Decor
FND
$4.9B
| $215K | ﹤0.01% |
4,241
-490
| -10% | -$31.9K |
2023 Q4
9 quarters
|
|
1355
Goldman Sachs ETF Trust Goldman Sachs Nasdaq-100 Premium Income ETF
GPIQ
$6.15B
| $215K | ﹤0.01% |
+4,348
| New | +$225K |
2026 Q1
0 quarters
|
|
1356
NiSource
NI
$20.3B
| $215K | ﹤0.01% |
+4,610
| New | +$208K |
2026 Q1
0 quarters
|
|
1357
Evertec
EVTC
$1.86B
| $215K | ﹤0.01% |
7,614
-169
| -2% | -$4.8K |
2023 Q4
9 quarters
|
|
1358
Vanguard Long-Term Corporate Bond ETF
VCLT
$7.7B
| $215K | ﹤0.01% |
+2,874
| New | +$218K |
2026 Q1
0 quarters
|
|
1359
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.58B
| $215K | ﹤0.01% |
+6,722
| New | +$216K |
2026 Q1
0 quarters
|
|
1360
KraneShares CSI China Internet ETF
KWEB
$4.48B
| $214K | ﹤0.01% |
+7,538
| New | +$247K |
2026 Q1
0 quarters
|
|
1361
DELISTED
Electronic Arts
EA
| $214K | ﹤0.01% |
1,051
-25
| -2% | -$5.05K |
2023 Q4
9 quarters
|
|
1362
Bloom Energy
BE
$67.5B
| $214K | ﹤0.01% |
+1,578
| New | +$232K |
2026 Q1
0 quarters
|
|
1363
First Trust Dorsey Wright Focus 5 ETF
FV
$3.84B
| $213K | ﹤0.01% |
3,531
+57
| +2% | +$3.68K |
2023 Q4
9 quarters
|
|
1364
iShares MSCI South Korea ETF
EWY
$21.9B
| $213K | ﹤0.01% |
+1,731
| New | +$217K |
2026 Q1
0 quarters
|
|
1365
Equifax
EFX
$18.9B
| $212K | ﹤0.01% |
1,178
-734
| -38% | -$146K |
2023 Q4
9 quarters
|
|
1366
iShares MSCI World ETF
URTH
$8.27B
| $212K | ﹤0.01% |
1,178
-175
| -13% | -$32.8K |
2023 Q4
9 quarters
|
|
1367
Innovator US Equity Buffer ETF March
BMAR
$206M
| $212K | ﹤0.01% |
+4,036
| New | +$216K |
2026 Q1
0 quarters
|
|
1368
TCW Senior Loan ETF
SLNZ
$226M
| $212K | ﹤0.01% |
4,678
-1,255
| -21% | -$57.4K |
2024 Q4
5 quarters
|
|
1369
MPLX
MPLX
$58.6B
| $211K | ﹤0.01% |
+3,705
| New | +$210K |
2026 Q1
0 quarters
|
|
1370
Frontier Asset Global Small Cap Equity ETF
FGSM
$46.8M
| $211K | ﹤0.01% |
+6,760
| New | +$216K |
2026 Q1
0 quarters
|
|
1371
Royal Gold
RGLD
$20.3B
| $210K | ﹤0.01% |
+825
| New | +$219K |
2026 Q1
0 quarters
|
|
1372
State Street Real Estate Select Sector SPDR ETF
XLRE
$7.94B
| $210K | ﹤0.01% |
5,133
-493
| -9% | -$20.7K |
2023 Q4
9 quarters
|
|
1373
Cirrus Logic
CRUS
$5.49B
| $209K | ﹤0.01% |
+1,448
| New | +$195K |
2026 Q1
0 quarters
|
|
1374
Farmland Partners
FPI
$458M
| $209K | ﹤0.01% |
18,594
+2,802
| +18% | +$32.1K |
2023 Q4
9 quarters
|
|
1375
Invesco Senior Loan ETF
BKLN
$6.28B
| $208K | ﹤0.01% |
10,208
-6,429
| -39% | -$133K |
2023 Q4
9 quarters
|
|
Similar funds
Principal Securities's Q1 2026 Portfolio in Review
As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, up from 71% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.
- Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
- Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
- Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
- Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
- Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
- Principal Securities opened 138 new positions and closed 72 in Q1 2026.
- Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.
Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.