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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BUFY
1351
FT Vest Laddered International Moderate Buffer ETF
BUFY
$140M
$173K ﹤0.01%
7,981
+625
+8% +$13.3K
NBIS
1352
Nebius Group N.V.
NBIS
$47.7B
$173K ﹤0.01%
1,540
+121
+9% +$8.4K
FOA icon
1353
Finance of America Companies
FOA
$211M
$173K ﹤0.01%
7,700
+1,395
+22% +$34.8K
VITL icon
1354
Vital Farms
VITL
$569M
$172K ﹤0.01%
4,183
+485
+13% +$21.1K
CWST icon
1355
Casella Waste Systems
CWST
$5.68B
$172K ﹤0.01%
1,812
-4
-0.2% -$403
WPC icon
1356
W.P. Carey
WPC
$17B
$171K ﹤0.01%
2,538
-1,695
-40% -$111K
EPR icon
1357
EPR Properties
EPR
$4.85B
$171K ﹤0.01%
2,954
+363
+14% +$20.4K
USXF icon
1358
iShares ESG Advanced MSCI USA ETF
USXF
$1.41B
$171K ﹤0.01%
2,988
– –
FJUL icon
1359
FT Vest US Equity Buffer ETF July
FJUL
$1.2B
$171K ﹤0.01%
3,128
+407
+15% +$21.7K
UJAN icon
1360
Innovator US Equity Ultra Buffer ETF January
UJAN
$277M
$171K ﹤0.01%
4,054
– –
ESS icon
1361
Essex Property Trust
ESS
$18.7B
$170K ﹤0.01%
635
-2
-0.3% -$541
FE icon
1362
FirstEnergy
FE
$28.5B
$169K ﹤0.01%
3,688
+68
+2% +$2.9K
QLTY icon
1363
GMO US Quality ETF
QLTY
$4.79B
$168K ﹤0.01%
4,651
+95
+2% +$3.32K
HYT icon
1364
BlackRock Corporate High Yield Fund
HYT
$1.35B
$168K ﹤0.01%
17,712
+70
+0.4% +$676
TROW icon
1365
T. Rowe Price
TROW
$25.5B
$168K ﹤0.01%
1,633
-409
-20% -$43K
ARKW icon
1366
ARK Web x.0 ETF
ARKW
$1.65B
$168K ﹤0.01%
960
+44
+5% +$6.98K
HDB icon
1367
HDFC Bank
HDB
$119B
$167K ﹤0.01%
4,901
-2,259
-32% -$83.3K
RKLB icon
1368
Rocket Lab Corp
RKLB
$41.8B
$167K ﹤0.01%
3,491
+303
+10% +$13.7K
MTN icon
1369
Vail Resorts
MTN
$5.28B
$167K ﹤0.01%
1,116
-751
-40% -$117K
DSI icon
1370
iShares MSCI KLD 400 Social ETF
DSI
$5.15B
$167K ﹤0.01%
1,325
-17
-1% -$2.06K
UJUL icon
1371
Innovator US Equity Ultra Buffer ETF July
UJUL
$284M
$166K ﹤0.01%
4,365
– –
JPME icon
1372
JPMorgan Diversified Return US Mid Cap Equity ETF
JPME
$466M
$166K ﹤0.01%
1,533
+43
+3% +$4.58K
TPR icon
1373
Tapestry
TPR
$29.8B
$166K ﹤0.01%
1,465
+228
+18% +$23.9K
ISCV icon
1374
iShares Morningstar Small-Cap Value ETF
ISCV
$692M
$166K ﹤0.01%
2,485
-80
-3% -$5.2K
BFIN
1375
DELISTED
BankFinancial
BFIN
$165K ﹤0.01%
13,750
+13,293
+2,909% +$158K
53 54
55
56 57

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.