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Principal Securities Portfolio holdings
AUM
$8.31B
Turnover
14.93%
1-Year Est. Return
21.94%
This Fund
S&P 500
This Quarter
Est. Return
-1.56%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
(+5.2%)
Cap. Flow
+$519M
Cap. Flow
% of AUM
7.62%
Top 10 Holdings %
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72
Avg Time Held
1.9
years
Top 10 Avg Time Held
1.4
years
Top 20 Avg Time Held
1.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Principal Capital Appreciation Select ETF
LCAP
|
+$56.3M |
| 2 |
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
|
+$17.8M |
| 3 |
Principal Investment Grade Corporate Active ETF
IG
|
+$14.5M |
| 4 |
Principal International Equity ETF
PIEQ
|
+$14.4M |
| 5 |
Principal Exchange-Traded Funds Principal Value ETF
PY
|
+$14.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$25.5M |
| 2 |
iShares S&P 100 ETF
OEF
|
+$13.1M |
| 3 |
Vanguard Consumer Staples ETF
VDC
|
+$11.7M |
| 4 |
State Street SPDR Portfolio High Yield Bond ETF
SPHY
|
+$10.5M |
| 5 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 71.8% |
| 2 | Technology | 8.02% |
| 3 | Financials | 4.14% |
| 4 | Consumer Discretionary | 3.06% |
| 5 | Healthcare | 3.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1301
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$217M
| $243K | ﹤0.01% |
5,339
-150
| -3% | -$6.81K |
2023 Q4
9 quarters
|
|
1302
Intapp
INTA
$3.35B
| $243K | ﹤0.01% |
9,456
+349
| +4% | +$10.4K |
2024 Q4
5 quarters
|
|
1303
Xylem
XYL
$24.6B
| $242K | ﹤0.01% |
+2,029
| New | +$266K |
2026 Q1
0 quarters
|
|
1304
Vivmark Residential
VMRK
$47.6B
| $242K | ﹤0.01% |
4,097
+614
| +18% | +$37.9K |
2023 Q4
9 quarters
|
|
1305
Stifel
SF
$10.4B
| $242K | ﹤0.01% |
3,274
+385
| +13% | +$30.6K |
2023 Q4
9 quarters
|
|
1306
Innovator Equity Dual Directional 15 Buffer ETF - March
DDFM
$47.5M
| $241K | ﹤0.01% |
+12,843
| New | +$243K |
2026 Q1
0 quarters
|
|
1307
Bank OZK
OZK
$5.08B
| $240K | ﹤0.01% |
+5,235
| New | +$247K |
2026 Q1
0 quarters
|
|
1308
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$120M
| $240K | ﹤0.01% |
13,458
-126
| -0.9% | -$2.23K |
2023 Q4
9 quarters
|
|
1309
Tractor Supply
TSCO
$17.7B
| $240K | ﹤0.01% |
5,298
-118
| -2% | -$6.01K |
2023 Q4
9 quarters
|
|
1310
RenaissanceRe
RNR
$14.5B
| $240K | ﹤0.01% |
+806
| New | +$234K |
2026 Q1
0 quarters
|
|
1311
lululemon athletica
LULU
$11.5B
| $239K | ﹤0.01% |
1,563
+365
| +30% | +$65.4K |
2023 Q4
9 quarters
|
|
1312
Vanguard Consumer Discretionary ETF
VCR
$5.9B
| $239K | ﹤0.01% |
665
+153
| +30% | +$59K |
2023 Q4
9 quarters
|
|
1313
Merit Medical Systems
MMSI
$5.36B
| $238K | ﹤0.01% |
3,454
-136
| -4% | -$10.6K |
2023 Q4
9 quarters
|
|
1314
PIMCO Municipal Income Opportunities Active ETF
MINO
$801M
| $236K | ﹤0.01% |
+5,232
| New | +$238K |
2026 Q1
0 quarters
|
|
1315
US Treasury 6 Month Bill ETF
XBIL
$764M
| $236K | ﹤0.01% |
+4,721
| New | +$237K |
2026 Q1
0 quarters
|
|
1316
iShares Global Tech ETF
IXN
$9.2B
| $236K | ﹤0.01% |
2,359
+47
| +2% | +$4.96K |
2023 Q4
9 quarters
|
|
1317
Fidelity MSCI Financials Index ETF
FNCL
$2.31B
| $235K | ﹤0.01% |
3,345
+109
| +3% | +$8.09K |
2023 Q4
9 quarters
|
|
1318
First Trust STOXX European Select Dividend Income Fund
FDD
$896M
| $235K | ﹤0.01% |
13,183
-474
| -3% | -$8.55K |
2023 Q4
9 quarters
|
|
1319
FTAI Aviation
FTAI
$17.3B
| $235K | ﹤0.01% |
+958
| New | +$254K |
2026 Q1
0 quarters
|
|
1320
Pegasystems
PEGA
$5.95B
| $235K | ﹤0.01% |
+5,513
| New | +$256K |
2026 Q1
0 quarters
|
|
1321
CF Industries
CF
$18.1B
| $232K | ﹤0.01% |
+1,786
| New | +$182K |
2026 Q1
0 quarters
|
|
1322
Invesco RAFI Strategic US ETF
IUS
$1B
| $231K | ﹤0.01% |
3,987
-516
| -11% | -$30.5K |
2023 Q4
9 quarters
|
|
1323
VSE Corp
VSEC
$4.56B
| $231K | ﹤0.01% |
+1,250
| New | +$254K |
2026 Q1
0 quarters
|
|
1324
Vanguard S&P 500 Growth ETF
VOOG
$27.5B
| $230K | ﹤0.01% |
3,390
+126
| +4% | +$9.11K |
2023 Q4
9 quarters
|
|
1325
Credit Acceptance
CACC
$5.75B
| $230K | ﹤0.01% |
542
+36
| +7% | +$17K |
2024 Q4
5 quarters
|
|
Similar funds
Principal Securities's Q1 2026 Portfolio in Review
As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, up from 71% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.
- Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
- Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
- Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
- Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
- Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
- Principal Securities opened 138 new positions and closed 72 in Q1 2026.
- Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.
Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.