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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PM icon
101
Philip Morris
PM
$301B
$12.2M 0.19%
76,062
-485
-0.6% -$75.1K
VDC icon
102
Vanguard Consumer Staples ETF
VDC
$7.86B
$12.2M 0.19%
57,596
+7,728
+15% +$1.64M
CAT icon
103
Caterpillar
CAT
$409B
$12.1M 0.19%
21,191
-329
-2% -$183K
CGMU icon
104
Capital Group Municipal Income ETF
CGMU
$6.35B
$12M 0.19%
437,990
+135,912
+45% +$3.72M
BKNG icon
105
Booking.com
BKNG
$138B
$12M 0.18%
55,925
-2,725
-5% -$561K
SMH icon
106
VanEck Semiconductor ETF
SMH
$67.6B
$11.9M 0.18%
33,177
+367
+1% +$129K
CGUS icon
107
Capital Group Core Equity ETF
CGUS
$11.1B
$11.7M 0.18%
291,627
+47,011
+19% +$1.88M
RTX icon
108
RTX Corp
RTX
$287B
$11.6M 0.18%
63,274
+8,830
+16% +$1.53M
SBAR
109
Simplify Barrier Income ETF
SBAR
$396M
$11.4M 0.18%
437,425
+349,743
+399% +$9.14M
SPTL icon
110
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
$11.3M 0.17%
427,435
+34,984
+9% +$944K
VOE icon
111
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$11.1M 0.17%
62,399
+16,941
+37% +$2.96M
CRM icon
112
Salesforce
CRM
$134B
$11M 0.17%
41,550
+4,858
+13% +$1.21M
CVX icon
113
Chevron
CVX
$388B
$10.6M 0.16%
69,662
+4,662
+7% +$710K
EFV icon
114
iShares MSCI EAFE Value ETF
EFV
$27.6B
$10.6M 0.16%
147,933
+28,722
+24% +$2M
AMAT icon
115
Applied Materials
AMAT
$426B
$10.5M 0.16%
40,746
-1,600
-4% -$384K
LRCX icon
116
Lam Research
LRCX
$382B
$10.3M 0.16%
60,252
+4,777
+9% +$743K
COST icon
117
Costco
COST
$415B
$10.3M 0.16%
11,946
-112
-0.9% -$101K
CGGO icon
118
Capital Group Global Growth Equity ETF
CGGO
$11.2B
$10.3M 0.16%
296,491
+30,833
+12% +$1.07M
VCRB icon
119
Vanguard Core Bond ETF
VCRB
$7.19B
$10.2M 0.16%
131,430
+2,724
+2% +$214K
GSY icon
120
Invesco Ultra Short Duration ETF
GSY
$3.82B
$10.2M 0.16%
203,709
+5,827
+3% +$293K
VYMI icon
121
Vanguard International High Dividend Yield ETF
VYMI
$20.2B
$10.1M 0.16%
111,992
+3,127
+3% +$272K
PLTR icon
122
Palantir
PLTR
$295B
$10.1M 0.16%
56,675
+4,594
+9% +$832K
HD icon
123
Home Depot
HD
$332B
$10.1M 0.16%
29,224
-834
-3% -$305K
IJH icon
124
iShares Core S&P Mid-Cap ETF
IJH
$123B
$9.99M 0.15%
151,349
+3,193
+2% +$209K
FELG icon
125
Fidelity Enhanced Large Cap Growth ETF
FELG
$5.44B
$9.93M 0.15%
238,138
+17,968
+8% +$747K
3 4
5
6 7

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.