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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBUX icon
101
Starbucks
SBUX
$118B
$7.57M 0.18%
77,638
+9,308
+14% +$799K
CRM icon
102
Salesforce
CRM
$134B
$7.5M 0.18%
27,411
-8,337
-23% -$2.14M
SPHY icon
103
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.4B
$7.5M 0.18%
311,830
+282,942
+979% +$6.68M
IGF icon
104
iShares Global Infrastructure ETF
IGF
$11B
$7.46M 0.18%
137,014
-2,526
-2% -$129K
MCHI icon
105
iShares MSCI China ETF
MCHI
$6.04B
$7.45M 0.18%
146,243
+10,310
+8% +$437K
WMT icon
106
Walmart Inc
WMT
$871B
$7.35M 0.18%
91,031
+8,080
+10% +$593K
KO icon
107
Coca-Cola
KO
$354B
$7.33M 0.18%
102,005
+7,791
+8% +$534K
ETV
108
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$7.33M 0.18%
530,957
+14,570
+3% +$196K
TLT icon
109
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$7.3M 0.18%
74,429
+69,097
+1,296% +$6.66M
USHY icon
110
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.9B
$7.26M 0.18%
192,915
+123,126
+176% +$4.55M
CAT icon
111
Caterpillar
CAT
$409B
$7.16M 0.17%
18,310
+2,115
+13% +$730K
CGDV icon
112
Capital Group Dividend Value ETF
CGDV
$36.6B
$7.16M 0.17%
196,436
+43,379
+28% +$1.51M
HD icon
113
Home Depot
HD
$332B
$7.14M 0.17%
17,630
+2,805
+19% +$1.02M
IYW icon
114
iShares US Technology ETF
IYW
$23.7B
$7.12M 0.17%
46,973
+5,868
+14% +$863K
COST icon
115
Costco
COST
$415B
$7.09M 0.17%
7,999
-36
-0.4% -$31.2K
APIE icon
116
ActivePassive International Equity ETF
APIE
$1.11B
$6.96M 0.17%
226,263
+135,447
+149% +$3.95M
EWY icon
117
iShares MSCI South Korea ETF
EWY
$21.7B
$6.93M 0.17%
108,321
+103,780
+2,285% +$6.72M
TLH icon
118
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$6.89M 0.17%
63,057
-5,022
-7% -$538K
CVX icon
119
Chevron
CVX
$388B
$6.84M 0.17%
46,428
+1,484
+3% +$221K
PM icon
120
Philip Morris
PM
$301B
$6.64M 0.16%
54,715
+4,022
+8% +$467K
HIGH icon
121
Simplify Enhanced Income ETF
HIGH
$68.9M
$6.61M 0.16%
282,114
+93,672
+50% +$2.23M
DGRO icon
122
iShares Core Dividend Growth ETF
DGRO
$42.6B
$6.56M 0.16%
104,668
-5,110
-5% -$308K
IQV icon
123
IQVIA
IQV
$34.7B
$6.55M 0.16%
27,649
+1,108
+4% +$262K
CGUS icon
124
Capital Group Core Equity ETF
CGUS
$11.1B
$6.5M 0.16%
189,645
+18,226
+11% +$602K
FNDX icon
125
Schwab Fundamental US Large Company Index ETF
FNDX
$26.4B
$6.48M 0.16%
270,873
+36,453
+16% +$839K
3 4
5
6 7

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.