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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+9.86%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$2.68B
AUM Growth
–
Cap. Flow
+$2.52B
Cap. Flow %
94.02%
Top 10 Hldgs %
20.45%
Holding
3,210
New
3,206
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$98.4M
2
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$74.2M
3
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$72.6M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$56.2M
5
GSUS icon
Goldman Sachs MarketBeta US Equity ETF
GSUS
+$48.8M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 7.42%
2 Financials 4.46%
3 Healthcare 3.77%
4 Consumer Discretionary 3.65%
5 Communication Services 2.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PREF icon
101
Principal Spectrum Preferred Securities Active ETF
PREF
$1.77B
$5.54M 0.21%
+316,201
New +$5.33M
TSM icon
102
TSMC
TSM
$2.09T
$5.53M 0.21%
+53,212
New +$5.07M
VWO icon
103
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$5.49M 0.2%
+133,556
New +$5.3M
ETV
104
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.71B
$5.46M 0.2%
+442,901
New +$5.36M
XMHQ icon
105
Invesco S&P MidCap Quality ETF
XMHQ
$5.43B
$5.44M 0.2%
+61,271
New +$5.03M
GSWO
106
Goldman Sachs ActiveBeta World Equity ETF
GSWO
$1.7B
$5.4M 0.2%
+123,713
New +$5.11M
TIP icon
107
iShares TIPS Bond ETF
TIP
$14.5B
$5.19M 0.19%
+48,254
New +$5.05M
ITOT icon
108
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$5.16M 0.19%
+49,076
New +$4.81M
VYM icon
109
Vanguard High Dividend Yield ETF
VYM
$81.1B
$5.1M 0.19%
+45,674
New +$4.8M
LLY icon
110
Eli Lilly
LLY
$1.07T
$5.06M 0.19%
+8,688
New +$5.07M
PDI icon
111
PIMCO Dynamic Income Fund
PDI
$7.4B
$4.99M 0.19%
+278,087
New +$4.78M
IQV icon
112
IQVIA
IQV
$34.7B
$4.98M 0.19%
+21,504
New +$4.42M
ABBV icon
113
AbbVie
ABBV
$458B
$4.94M 0.18%
+31,883
New +$4.65M
CMCSA icon
114
Comcast
CMCSA
$79.1B
$4.88M 0.18%
+111,373
New +$4.77M
ELV icon
115
Elevance Health
ELV
$81.9B
$4.85M 0.18%
+10,284
New +$4.76M
PM icon
116
Philip Morris
PM
$301B
$4.76M 0.18%
+50,600
New +$4.66M
AVGO icon
117
Broadcom
AVGO
$1.82T
$4.73M 0.18%
+42,360
New +$4.01M
IJH icon
118
iShares Core S&P Mid-Cap ETF
IJH
$123B
$4.68M 0.17%
+84,450
New +$4.28M
JEPI icon
119
JPMorgan Equity Premium Income ETF
JEPI
$45.3B
$4.65M 0.17%
+84,565
New +$4.56M
VTEB icon
120
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$4.62M 0.17%
+90,420
New +$4.43M
RDVY icon
121
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$4.59M 0.17%
+88,866
New +$4.2M
EFV icon
122
iShares MSCI EAFE Value ETF
EFV
$27.6B
$4.47M 0.17%
+85,860
New +$4.25M
IHI icon
123
iShares US Medical Devices ETF
IHI
$3.02B
$4.46M 0.17%
+82,693
New +$4.04M
YLD icon
124
Principal Active High Yield ETF
YLD
$570M
$4.44M 0.17%
+235,322
New +$4.3M
MCHI icon
125
iShares MSCI China ETF
MCHI
$6.04B
$4.44M 0.17%
+108,882
New +$4.59M
3 4
5
6 7

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2023 Portfolio in Review

Q4 2023 is the first quarter with a 13F filing on record for Principal Securities, which disclosed 3,210 positions worth $2.68B. Its ten largest holdings account for 20% of the portfolio.

Its largest position is iShares Core US Aggregate Bond ETF: 1,033,622 shares worth $103M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, followed by Financials and Healthcare.

  • Principal Securities's largest Q4 2023 buy was iShares Core US Aggregate Bond ETF: 1,033,622 shares worth $103M.
  • Principal Securities's ten largest holdings make up 20% of its $2.68B portfolio in Q4 2023.
  • Principal Securities disclosed 3,210 positions in Q4 2023, its first 13F filing on record.

Based on Principal Securities's 13F filing for Q4 2023, filed 7 Feb 2024.