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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDAY icon
1201
Workday
WDAY
$36.4B
$244K ﹤0.01%
1,013
-2,117
-68% -$489K
NBIX icon
1202
Neurocrine Biosciences
NBIX
$17.7B
$244K ﹤0.01%
1,737
+22
+1% +$2.98K
MORN icon
1203
Morningstar
MORN
$6.94B
$243K ﹤0.01%
1,049
+156
+17% +$41.6K
PVAL icon
1204
Putnam Focused Large Cap Value ETF
PVAL
$12.9B
$243K ﹤0.01%
5,679
+2,656
+88% +$110K
RDDT icon
1205
Reddit
RDDT
$34.5B
$242K ﹤0.01%
1,054
+639
+154% +$130K
DTE icon
1206
DTE Energy
DTE
$30.6B
$242K ﹤0.01%
1,713
+35
+2% +$4.79K
GPI icon
1207
Group 1 Automotive
GPI
$4.01B
$241K ﹤0.01%
551
+30
+6% +$13.5K
FEMS icon
1208
First Trust Emerging Markets Small Cap AlphaDEX Fund
FEMS
$244M
$240K ﹤0.01%
5,432
– –
DNL icon
1209
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$473M
$240K ﹤0.01%
5,920
-5
-0.1% -$199
KOCT icon
1210
Innovator US Small Cap Power Buffer ETF October
KOCT
$140M
$239K ﹤0.01%
7,247
– –
KEYS icon
1211
Keysight
KEYS
$53.6B
$239K ﹤0.01%
1,368
+167
+14% +$27.8K
BEPC icon
1212
Brookfield Renewable
BEPC
$5.95B
$237K ﹤0.01%
6,898
+483
+8% +$16.6K
IUS icon
1213
Invesco RAFI Strategic US ETF
IUS
$907M
$237K ﹤0.01%
4,293
+100
+2% +$5.32K
CACC icon
1214
Credit Acceptance
CACC
$5.78B
$237K ﹤0.01%
507
+37
+8% +$18.5K
BSJQ icon
1215
Invesco BulletShares 2026 High Yield Corporate Bond ETF
BSJQ
$899M
$236K ﹤0.01%
10,103
+3,819
+61% +$89.3K
EPD icon
1216
Enterprise Products Partners
EPD
$82.5B
$236K ﹤0.01%
7,548
-19,275
-72% -$608K
ARTY
1217
iShares Future AI & Tech ETF
ARTY
$3.47B
$236K ﹤0.01%
5,149
+1,107
+27% +$47.6K
XCEM icon
1218
Columbia EM Core ex-China ETF
XCEM
$1.91B
$236K ﹤0.01%
6,483
-2,232
-26% -$78K
IPG
1219
DELISTED
Interpublic Group of Companies
IPG
$236K ﹤0.01%
8,438
+239
+3% +$6.17K
GLPI icon
1220
Gaming and Leisure Properties
GLPI
$12.8B
$235K ﹤0.01%
5,045
-17
-0.3% -$801
RMD icon
1221
ResMed
RMD
$29.5B
$235K ﹤0.01%
859
-257
-23% -$70.2K
EMGF icon
1222
iShares Emerging Markets Equity Factor ETF
EMGF
$1.81B
$233K ﹤0.01%
4,118
-242
-6% -$13.1K
ZM icon
1223
Zoom
ZM
$26.7B
$233K ﹤0.01%
2,823
+179
+7% +$14K
TTC icon
1224
Toro Company
TTC
$9.01B
$232K ﹤0.01%
3,049
+847
+38% +$64.9K
CTRE icon
1225
CareTrust REIT
CTRE
$10.1B
$232K ﹤0.01%
6,689
+1,336
+25% +$43.9K
47 48
49
50 51

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.