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Principal Securities Portfolio holdings
AUM
$8.31B
Turnover
14.93%
1-Year Est. Return
21.94%
This Fund
S&P 500
This Quarter Est. Return
-1.56%
1 Year Est. Return
+21.94%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.82B
AUM Growth
+$336M
(+5.2%)
Cap. Flow
+$519M
Cap. Flow % of AUM
Cap. Flow %
7.62%
Top 10 Holdings %
Top 10 Hldgs %
21.92%
Holding
1,483
New
138
Increased
817
Reduced
439
Closed
72
Avg Time Held
1.9
years
Top 10 Avg Time Held
1.4
years
Top 20 Avg Time Held
1.6
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Principal Capital Appreciation Select ETF
LCAP
|
+$56.3M |
| 2 |
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
|
+$17.8M |
| 3 |
Principal Investment Grade Corporate Active ETF
IG
|
+$14.5M |
| 4 |
Principal International Equity ETF
PIEQ
|
+$14.4M |
| 5 |
Principal Exchange-Traded Funds Principal Value ETF
PY
|
+$14.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$25.5M |
| 2 |
iShares S&P 100 ETF
OEF
|
+$13.1M |
| 3 |
Vanguard Consumer Staples ETF
VDC
|
+$11.7M |
| 4 |
State Street SPDR Portfolio High Yield Bond ETF
SPHY
|
+$10.5M |
| 5 |
iShares Broad USD High Yield Corporate Bond ETF
USHY
|
+$10.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 71.8% |
| 2 | Technology | 8.02% |
| 3 | Financials | 4.14% |
| 4 | Consumer Discretionary | 3.06% |
| 5 | Healthcare | 3.01% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1126
WisdomTree Emerging Markets High Dividend Fund
DEM
$4.11B
| $358K | 0.01% |
7,203
-8
| -0.1% | -$397 |
2024 Q1
8 quarters
|
|
1127
Permian Resources
PR
$20.6B
| $358K | 0.01% |
16,783
+1,044
| +7% | +$18K |
2023 Q4
9 quarters
|
|
1128
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.53B
| $358K | 0.01% |
+7,741
| New | +$372K |
2026 Q1
0 quarters
|
|
1129
Zoom
ZM
$27.5B
| $353K | 0.01% |
4,394
+1,341
| +44% | +$112K |
2023 Q4
9 quarters
|
|
1130
Vanguard International Dividend Appreciation ETF
VIGI
$9.07B
| $352K | 0.01% |
3,975
+210
| +6% | +$19.4K |
2023 Q4
9 quarters
|
|
1131
American Superconductor
AMSC
$1.24B
| $351K | 0.01% |
10,368
+1,732
| +20% | +$54.7K |
2024 Q4
5 quarters
|
|
1132
Loews
L
$22.6B
| $349K | 0.01% |
3,265
+1,040
| +47% | +$111K |
2023 Q4
9 quarters
|
|
1133
Innovator Equity Dual Directional 15 Buffer ETF Dec
DDFD
$98.5M
| $345K | 0.01% |
18,214
+7,121
| +64% | +$136K |
2025 Q4
1 quarter
|
|
1134
Liberty All-Star Equity Fund
USA
$1.82B
| $344K | 0.01% |
61,969
-89,551
| -59% | -$535K |
2023 Q4
9 quarters
|
|
1135
Hewlett Packard
HPE
$73.2B
| $343K | 0.01% |
14,399
+186
| +1% | +$4.12K |
2023 Q4
9 quarters
|
|
1136
Dimensional US Marketwide Value ETF
DFUV
$15.4B
| $343K | 0.01% |
7,072
+115
| +2% | +$5.64K |
2024 Q3
6 quarters
|
|
1137
Invesco S&P SmallCap Materials ETF
PSCM
$19.6M
| $342K | 0.01% |
+3,450
| New | +$329K |
2026 Q1
0 quarters
|
|
1138
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.8B
| $341K | 0.01% |
6,033
-10,796
| -64% | -$626K |
2023 Q4
9 quarters
|
|
1139
MongoDB
MDB
$27.2B
| $341K | 0.01% |
1,394
+425
| +44% | +$142K |
2023 Q4
9 quarters
|
|
1140
WaFd
WAFD
$2.16B
| $340K | 0.01% |
10,842
+390
| +4% | +$12.5K |
2023 Q4
9 quarters
|
|
1141
WisdomTree Global ex-U.S. Quality Growth Fund
DNL
$472M
| $340K | 0.01% |
8,431
+2,183
| +35% | +$92.7K |
2023 Q4
9 quarters
|
|
1142
JPMorgan BetaBuilders Japan ETF
BBJP
$19.2B
| $340K | 0.01% |
4,933
+4
| +0.1% | +$282 |
2023 Q4
9 quarters
|
|
1143
Coca-Cola Consolidated
COKE
$14B
| $338K | 0.01% |
1,765
+97
| +6% | +$17K |
2023 Q4
9 quarters
|
|
1144
UFP Technologies
UFPT
$2.26B
| $338K | 0.01% |
1,744
-68
| -4% | -$15.7K |
2023 Q4
9 quarters
|
|
1145
Global X 1-3 Month T-Bill ETF
CLIP
$2.37B
| $337K | ﹤0.01% |
3,361
-1,406
| -29% | -$141K |
2024 Q3
6 quarters
|
|
1146
Nebius Group N.V.
NBIS
$45B
| $337K | ﹤0.01% |
3,248
+478
| +17% | +$47.7K |
2023 Q4
9 quarters
|
|
1147
Host Hotels & Resorts
HST
$16.4B
| $336K | ﹤0.01% |
17,540
+1,296
| +8% | +$24.7K |
2023 Q4
9 quarters
|
|
1148
First Trust Low Duration Strategic Focus ETF
LDSF
$162M
| $335K | ﹤0.01% |
17,700
-2,860
| -14% | -$54.7K |
2023 Q4
9 quarters
|
|
1149
iShares Global Clean Energy ETF
ICLN
$2.11B
| $334K | ﹤0.01% |
18,277
-3,331
| -15% | -$60.7K |
2023 Q4
9 quarters
|
|
1150
BNY Mellon US Small Cap Core Equity ETF
BKSE
$83M
| $334K | ﹤0.01% |
8,802
-15
| -0.2% | -$588 |
2023 Q4
9 quarters
|
|
Similar funds
Principal Securities's Q1 2026 Portfolio in Review
As of Q1 2026, Principal Securities held 1,483 positions worth $6.82B, up 5.2% from $6.48B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Principal Securities deployed $519M of net new capital in Q1 2026, opening 138 new positions and adding to 817 existing holdings. Its largest new stake was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 72% of assets, up from 71% a quarter earlier, followed by Technology and Financials.
On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Growth ETF, an estimated $25.5M trimmed.
- Principal Securities's largest Q1 2026 buy was Goldman Sachs MarketBeta International Equity ETF: 186,822 shares worth $13.1M.
- Principal Securities added most to Principal Capital Appreciation Select ETF in Q1 2026, an estimated $56.3M increase.
- Principal Securities's biggest Q1 2026 reduction was State Street SPDR Portfolio S&P 500 Growth ETF, cutting an estimated $25.5M.
- Principal Securities fully exited Innovator International Developed Power Buffer ETF April in Q1 2026, selling an estimated $3.32M.
- Principal Securities's ten largest holdings make up 22% of its $6.82B portfolio in Q1 2026.
- Principal Securities opened 138 new positions and closed 72 in Q1 2026.
- Principal Securities's portfolio value rose 5.2% quarter-over-quarter to $6.82B.
Based on Principal Securities's 13F filing for Q1 2026, filed 13 May 2026.