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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+8.03%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$3.21B
AUM Growth
+$525M
Cap. Flow
+$332M
Cap. Flow %
10.35%
Top 10 Hldgs %
23.33%
Holding
3,415
New
205
Increased
1,606
Reduced
914
Closed
102

Top Buys

Rank Stock Value
1
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$104M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$32.7M
3
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$15.4M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$13.3M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$12.9M

Top Sells

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$20.7M
2
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$19.7M
3
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$12.9M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$11.9M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$11.1M

Sector Composition

Rank Sector Weight
1 Technology 7.74%
2 Financials 4.41%
3 Healthcare 3.74%
4 Consumer Discretionary 3.67%
5 Communication Services 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OKE icon
1101
Oneok
OKE
$56.4B
$162K 0.01%
2,025
-1,463
-42% -$107K
ALC icon
1102
Alcon
ALC
$32.8B
$162K 0.01%
1,947
+251
+15% +$20.1K
MRNA icon
1103
Moderna
MRNA
$22.1B
$162K 0.01%
1,520
-467
-24% -$47.1K
HTGC icon
1104
Hercules Capital
HTGC
$2.95B
$162K 0.01%
8,777
+5,583
+175% +$99.1K
PMAY icon
1105
Innovator US Equity Power Buffer ETF May
PMAY
$806M
$162K 0.01%
4,985
– –
FDT icon
1106
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.27B
$161K 0.01%
2,870
+778
+37% +$41.4K
CNC icon
1107
Centene
CNC
$31.6B
$161K 0.01%
2,050
+339
+20% +$26.2K
ROAD icon
1108
Construction Partners
ROAD
$5.94B
$160K 0.01%
2,853
+2,447
+603% +$116K
CAG icon
1109
Conagra Brands
CAG
$7.29B
$159K ﹤0.01%
5,356
-181
-3% -$5.17K
IOO icon
1110
iShares Global 100 ETF
IOO
$8.68B
$158K ﹤0.01%
1,766
+122
+7% +$10.3K
ETJ
1111
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$563M
$157K ﹤0.01%
18,853
– –
TTC icon
1112
Toro Company
TTC
$9.01B
$157K ﹤0.01%
1,718
+1,035
+152% +$95.4K
GDDY icon
1113
GoDaddy
GDDY
$12.8B
$157K ﹤0.01%
1,325
+298
+29% +$33.2K
DD icon
1114
DuPont de Nemours
DD
$18.9B
$157K ﹤0.01%
1,631
+19
+1% +$1.69K
RSPF icon
1115
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$306M
$157K ﹤0.01%
2,442
-17
-0.7% -$1.02K
BGRN icon
1116
iShares USD Green Bond ETF
BGRN
$497M
$157K ﹤0.01%
3,345
+318
+11% +$14.9K
RIO icon
1117
Rio Tinto
RIO
$150B
$156K ﹤0.01%
2,454
+164
+7% +$11K
WSO icon
1118
Watsco Inc
WSO
$15B
$156K ﹤0.01%
362
+8
+2% +$3.21K
EUSB icon
1119
iShares ESG Advanced Universal USD Bond ETF
EUSB
$712M
$155K ﹤0.01%
3,612
-468
-11% -$20K
FEX icon
1120
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$154K ﹤0.01%
1,550
– –
PNOV icon
1121
Innovator US Equity Power Buffer ETF November
PNOV
$880M
$153K ﹤0.01%
4,310
– –
IHE icon
1122
iShares US Pharmaceuticals ETF
IHE
$1.48B
$153K ﹤0.01%
2,256
+225
+11% +$14.9K
JHMD icon
1123
John Hancock Multifactor Developed International ETF
JHMD
$949M
$153K ﹤0.01%
4,434
+4,209
+1,871% +$139K
ENV
1124
DELISTED
ENVESTNET, INC.
ENV
$153K ﹤0.01%
2,641
+2,380
+912% +$124K
TDIV icon
1125
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.1B
$152K ﹤0.01%
2,177
+747
+52% +$50K
43 44
45
46 47

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q1 2024 Portfolio in Review

As of Q1 2024, Principal Securities held 3,415 positions worth $3.21B, up 20% from $2.68B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Principal Securities deployed $332M of net new capital in Q1 2024, opening 205 new positions and adding to 1,606 existing holdings. Its largest new stake was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 7.4% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 500 Value ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q1 2024 buy was Innovator Premium Income 40 Barrier ETF - January: 80,201 shares worth $1.97M.
  • Principal Securities added most to Principal Exchange-Traded Funds Principal US Mega-Cap ETF in Q1 2024, an estimated $104M increase.
  • Principal Securities's biggest Q1 2024 reduction was State Street SPDR Portfolio S&P 500 Value ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited ProShares S&P 500 ex-Financials ETF in Q1 2024, selling an estimated $2.26M.
  • Principal Securities's ten largest holdings make up 23% of its $3.21B portfolio in Q1 2024.
  • Principal Securities opened 205 new positions and closed 102 in Q1 2024.
  • Principal Securities's portfolio value rose 20% quarter-over-quarter to $3.21B.

Based on Principal Securities's 13F filing for Q1 2024, filed 10 May 2024.