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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+2.02%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.48B
AUM Growth
+$410M
Cap. Flow
+$322M
Cap. Flow %
4.96%
Top 10 Hldgs %
22.1%
Holding
3,741
New
9
Increased
908
Reduced
405
Closed
2,395

Top Buys

Rank Stock Value
1
LCAP
Principal Capital Appreciation Select ETF
LCAP
+$62.9M
2
IG icon
Principal Investment Grade Corporate Active ETF
IG
+$22M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$19.8M
4
PIEQ
Principal International Equity ETF
PIEQ
+$19M
5
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$18.9M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$20.7M
2
PSET icon
Principal Exchange-Traded Funds Principal Quality ETF
PSET
+$18.7M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$11.6M
4
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$11M
5
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$8.76M

Sector Composition

Rank Sector Weight
1 Technology 8.7%
2 Financials 4.45%
3 Consumer Discretionary 3.26%
4 Healthcare 3.17%
5 Communication Services 3.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MORN icon
1051
Morningstar
MORN
$6.94B
$371K 0.01%
1,708
+659
+63% +$143K
BIBL icon
1052
Inspire 100 ETF
BIBL
$492M
$370K 0.01%
8,198
+2,453
+43% +$110K
DGRW icon
1053
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$368K 0.01%
4,115
– –
RFV icon
1054
Invesco S&P MidCap 400 Pure Value ETF
RFV
$334M
$367K 0.01%
2,873
+46
+2% +$5.88K
FTA icon
1055
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$367K 0.01%
4,258
+200
+5% +$16.8K
GPIX icon
1056
Goldman Sachs ETF Trust Goldman Sachs S&P 500 Premium Income ETF
GPIX
$4.85B
$363K 0.01%
6,874
+6,739
+4,992% +$353K
LGOV icon
1057
First Trust Long Duration Opportunities ETF
LGOV
$622M
$361K 0.01%
16,548
+466
+3% +$10.2K
FTGS icon
1058
First Trust Growth Strength ETF
FTGS
$1.27B
$360K 0.01%
10,180
+1,183
+13% +$42K
LBRT icon
1059
Liberty Energy
LBRT
$2.75B
$358K 0.01%
19,398
-2,393
-11% -$40K
PIPR icon
1060
Piper Sandler
PIPR
$5.15B
$357K 0.01%
4,208
+4
+0.1% +$338
EXEL icon
1061
Exelixis
EXEL
$14B
$357K 0.01%
8,151
+3,371
+71% +$139K
NRG icon
1062
NRG Energy
NRG
$28.8B
$357K 0.01%
2,242
-578
-20% -$95.6K
SHM icon
1063
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.46B
$357K 0.01%
7,430
-2,725
-27% -$131K
ICLN icon
1064
iShares Global Clean Energy ETF
ICLN
$2.35B
$355K 0.01%
21,608
+16,935
+362% +$282K
FMAR icon
1065
FT Vest US Equity Buffer ETF March
FMAR
$1.13B
$354K 0.01%
7,468
– –
AGRO icon
1066
Adecoagro
AGRO
$1.48B
$353K 0.01%
44,530
+1,851
+4% +$14.5K
EXE
1067
Expand Energy Corp
EXE
$21.7B
$352K 0.01%
3,191
+2,182
+216% +$242K
PRM icon
1068
Perimeter Solutions
PRM
$5.44B
$352K 0.01%
12,779
+5,622
+79% +$142K
EWJ icon
1069
iShares MSCI Japan ETF
EWJ
$21.7B
$351K 0.01%
4,352
+4,134
+1,896% +$340K
BKLN icon
1070
Invesco Senior Loan ETF
BKLN
$6.97B
$349K 0.01%
16,637
+3,749
+29% +$78.4K
GLTR icon
1071
abrdn Physical Precious Metals Basket Shares ETF
GLTR
$2.49B
$349K 0.01%
1,698
+65
+4% +$11.9K
BOTZ icon
1072
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.2B
$349K 0.01%
9,636
-253
-3% -$9.17K
DECK icon
1073
Deckers Outdoor
DECK
$13.6B
$349K 0.01%
3,365
-291
-8% -$27.3K
FFEB icon
1074
FT Vest US Equity Buffer ETF February
FFEB
$1.37B
$347K 0.01%
6,129
– –
AVA icon
1075
Avista
AVA
$3.43B
$345K 0.01%
8,964
-93
-1% -$3.63K
41 42
43
44 45

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q4 2025 Portfolio in Review

As of Q4 2025, Principal Securities held 3,741 positions worth $6.48B, up 6.8% from $6.07B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $322M of net new capital in Q4 2025, opening 9 new positions and adding to 908 existing holdings. Its largest new stake was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, down from 8.8% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $20.7M trimmed.

  • Principal Securities's largest Q4 2025 buy was Global X Russell 2000 Covered Call ETF: 280,831 shares worth $4.3M.
  • Principal Securities added most to Principal Capital Appreciation Select ETF in Q4 2025, an estimated $62.9M increase.
  • Principal Securities's biggest Q4 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $20.7M.
  • Principal Securities fully exited Goldman Sachs ActiveBeta World Equity ETF in Q4 2025, selling an estimated $6.39M.
  • Principal Securities's ten largest holdings make up 22% of its $6.48B portfolio in Q4 2025.
  • Principal Securities opened 9 new positions and closed 2,395 in Q4 2025.
  • Principal Securities's portfolio value rose 6.8% quarter-over-quarter to $6.48B.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.