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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.62%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$6.07B
AUM Growth
+$750M
Cap. Flow
+$423M
Cap. Flow %
6.97%
Top 10 Hldgs %
21.64%
Holding
3,874
New
201
Increased
1,741
Reduced
1,019
Closed
143

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$38.4M
2
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$28.8M
3
USMC icon
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
+$24.1M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$23.7M
5
PIEQ
Principal International Equity ETF
PIEQ
+$23.1M

Top Sells

Rank Stock Value
1
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$34.2M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.3M
3
EWY icon
iShares MSCI South Korea ETF
EWY
+$10.1M
4
VOX icon
Vanguard Communication Services ETF
VOX
+$9.41M
5
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$5.01M

Sector Composition

Rank Sector Weight
1 Technology 8.76%
2 Financials 4.51%
3 Consumer Discretionary 3.45%
4 Communication Services 3.01%
5 Healthcare 2.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GTLB icon
1051
GitLab
GTLB
$5.6B
$354K 0.01%
7,860
+808
+11% +$37K
IGRO icon
1052
iShares International Dividend Growth ETF
IGRO
$1.28B
$354K 0.01%
4,442
-23
-0.5% -$1.81K
RF icon
1053
Regions Financial
RF
$26.1B
$352K 0.01%
13,337
+2,343
+21% +$60.9K
WTM icon
1054
White Mountains Insurance
WTM
$5.43B
$351K 0.01%
210
+10
+5% +$17.8K
PSEP icon
1055
Innovator US Equity Power Buffer ETF September
PSEP
$842M
$351K 0.01%
8,165
+1,882
+30% +$78.9K
BBJP icon
1056
JPMorgan BetaBuilders Japan ETF
BBJP
$17.3B
$351K 0.01%
5,286
-156
-3% -$9.97K
BOTZ icon
1057
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.18B
$350K 0.01%
9,889
-39
-0.4% -$1.31K
VIS icon
1058
Vanguard Industrials ETF
VIS
$8.19B
$350K 0.01%
1,182
-1,400
-54% -$406K
LGOV icon
1059
First Trust Long Duration Opportunities ETF
LGOV
$621M
$350K 0.01%
16,082
-506
-3% -$10.9K
KNG icon
1060
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.42B
$349K 0.01%
7,078
-39
-0.5% -$1.94K
CCI icon
1061
Crown Castle
CCI
$32.7B
$349K 0.01%
3,612
-323
-8% -$32.7K
HPE icon
1062
Hewlett Packard
HPE
$62.3B
$348K 0.01%
14,167
-2,499
-15% -$55.3K
NULG icon
1063
Nuveen ESG Large-Cap Growth ETF
NULG
$2.64B
$347K 0.01%
3,494
-70
-2% -$6.81K
PWB icon
1064
Invesco Large Cap Growth ETF
PWB
$2.26B
$347K 0.01%
2,765
– –
FMAR icon
1065
FT Vest US Equity Buffer ETF March
FMAR
$1.13B
$346K 0.01%
7,468
– –
AVA icon
1066
Avista
AVA
$3.44B
$342K 0.01%
9,057
-70
-0.8% -$2.6K
SEIQ icon
1067
SEI QiM U.S. Large Cap Quality Active ETF
SEIQ
$668M
$342K 0.01%
8,851
+2,450
+38% +$92.4K
LW icon
1068
Lamb Weston
LW
$7.13B
$341K 0.01%
5,875
+294
+5% +$16.1K
MWA icon
1069
Mueller Water Products
MWA
$3.91B
$341K 0.01%
13,358
+972
+8% +$24.8K
HAS icon
1070
Hasbro
HAS
$12.7B
$340K 0.01%
4,477
+1,018
+29% +$79K
FTA icon
1071
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.39B
$338K 0.01%
4,058
+147
+4% +$12K
FFEB icon
1072
FT Vest US Equity Buffer ETF February
FFEB
$1.37B
$338K 0.01%
6,129
– –
UFPT icon
1073
UFP Technologies
UFPT
$1.9B
$338K 0.01%
1,692
+26
+2% +$5.72K
ROK icon
1074
Rockwell Automation
ROK
$50.9B
$335K 0.01%
959
-175
-15% -$60.4K
AGRO icon
1075
Adecoagro
AGRO
$1.48B
$335K 0.01%
42,679
+2,658
+7% +$23.3K
41 42
43
44 45

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2025 Portfolio in Review

As of Q3 2025, Principal Securities held 3,874 positions worth $6.07B, up 14% from $5.32B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $423M of net new capital in Q3 2025, opening 201 new positions and adding to 1,741 existing holdings. Its largest new stake was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.

By sector, the portfolio is most concentrated in Technology at 8.8% of assets, up from 8.7% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Momentum ETF, an estimated $34.2M trimmed.

  • Principal Securities's largest Q3 2025 buy was Capital Group Municipal High-Income ETF: 264,921 shares worth $6.7M.
  • Principal Securities added most to iShares Core S&P 500 ETF in Q3 2025, an estimated $38.4M increase.
  • Principal Securities's biggest Q3 2025 reduction was Invesco S&P 500 Momentum ETF, cutting an estimated $34.2M.
  • Principal Securities fully exited Fidelity Disruptive Technology ETF in Q3 2025, selling an estimated $817K.
  • Principal Securities's ten largest holdings make up 22% of its $6.07B portfolio in Q3 2025.
  • Principal Securities opened 201 new positions and closed 143 in Q3 2025.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $6.07B.

Based on Principal Securities's 13F filing for Q3 2025, filed 12 Nov 2025.