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Principal Securities Portfolio holdings

AUM $6.82B
1-Year Est. Return 17.15%
This Fund
S&P 500
This Quarter Est. Return
+6.11%
1 Year Est. Return
+17.15%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.14B
AUM Growth
+$507M
Cap. Flow
+$296M
Cap. Flow %
7.17%
Top 10 Hldgs %
22.42%
Holding
3,578
New
189
Increased
1,723
Reduced
908
Closed
144

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$31.3M
2
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$27.1M
3
BCHP icon
Principal Focused Blue Chip ETF
BCHP
+$25.4M
4
HDV
iShares Core High Dividend ETF
HDV
+$19.3M
5
PQDI
Principal Spectrum Preferred and Income ETF
PQDI
+$9.31M

Top Sells

Rank Stock Value
1
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$26.2M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$26.1M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.7M
4
BBJP icon
JPMorgan BetaBuilders Japan ETF
BBJP
+$9.44M
5
GBIL icon
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
+$6.61M

Sector Composition

Rank Sector Weight
1 Technology 7.78%
2 Financials 4.3%
3 Consumer Discretionary 3.67%
4 Healthcare 3.64%
5 Industrials 2.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTGS icon
1051
First Trust Growth Strength ETF
FTGS
$1.28B
$227K 0.01%
7,270
+4,967
+216% +$152K
XLY icon
1052
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.6B
$227K 0.01%
2,262
-98
-4% -$9.16K
FCNCA icon
1053
First Citizens BancShares
FCNCA
$24.5B
$226K 0.01%
123
+15
+14% +$28.6K
GJUN icon
1054
FT Vest US Equity Moderate Buffer ETF June
GJUN
$512M
$225K 0.01%
6,350
+4,700
+285% +$162K
BMAY icon
1055
Innovator US Equity Buffer ETF May
BMAY
$230M
$224K 0.01%
5,667
– –
USPH icon
1056
US Physical Therapy
USPH
$1.16B
$223K 0.01%
2,640
+601
+29% +$53.3K
TKR icon
1057
Timken Company
TKR
$9.71B
$223K 0.01%
2,650
+308
+13% +$25.3K
LPLA icon
1058
LPL Financial
LPLA
$26.6B
$222K 0.01%
956
-1,644
-63% -$370K
FFLG icon
1059
Fidelity Fundamental Large Cap Growth ETF
FFLG
$576M
$222K 0.01%
9,264
+1,526
+20% +$35.4K
SWKS icon
1060
Skyworks Solutions
SWKS
$9.53B
$221K 0.01%
2,237
+22
+1% +$2.33K
NE icon
1061
Noble Corp
NE
$6.87B
$221K 0.01%
6,108
+1,896
+45% +$76.4K
XMPT icon
1062
VanEck CEF Muni Income ETF
XMPT
$219M
$221K 0.01%
9,524
-17,763
-65% -$399K
ROAD icon
1063
Construction Partners
ROAD
$5.86B
$219K 0.01%
3,140
+336
+12% +$20.7K
PCOR icon
1064
Procore
PCOR
$7.02B
$219K 0.01%
3,548
+439
+14% +$26.9K
AXTA icon
1065
Axalta
AXTA
$7.23B
$219K 0.01%
6,046
+703
+13% +$24.7K
FSK icon
1066
FS KKR Capital
FSK
$3.03B
$218K 0.01%
11,069
+600
+6% +$11.9K
H icon
1067
Hyatt Hotels
H
$18B
$218K 0.01%
1,432
+25
+2% +$3.69K
KOCT icon
1068
Innovator US Small Cap Power Buffer ETF October
KOCT
$140M
$218K 0.01%
7,177
+372
+5% +$11K
JSML icon
1069
Janus Henderson Small Cap Growth Alpha ETF
JSML
$364M
$218K 0.01%
3,331
-595
-15% -$37K
CFG icon
1070
Citizens Financial Group
CFG
$30B
$218K 0.01%
5,301
+725
+16% +$29.3K
OXY icon
1071
Occidental Petroleum
OXY
$55.2B
$217K 0.01%
4,203
+40
+1% +$2.28K
WY icon
1072
Weyerhaeuser
WY
$17.3B
$216K 0.01%
6,372
+1,125
+21% +$34.6K
CGSD icon
1073
Capital Group Short Duration Income ETF
CGSD
$2.39B
$215K 0.01%
8,300
– –
EFX icon
1074
Equifax
EFX
$21B
$215K 0.01%
730
+46
+7% +$13K
IYM icon
1075
iShares US Basic Materials ETF
IYM
$1.14B
$214K 0.01%
1,428
+22
+2% +$3.14K
41 42
43
44 45

Similar funds

CIA
Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return
GAM
Groupama Asset Management Paris, France $6.85B AUM 43.37% 1-Year Est. Return
CF
Cantor Fitzgerald New York $6.78B AUM 29.01% 1-Year Est. Return
JCAM
Jericho Capital Asset Management New York $6.76B AUM 88.1% 1-Year Est. Return
AG
AIA Group Hong Kong $6.88B AUM 20.97% 1-Year Est. Return
CIMLRA
CBRE Investment Management Listed Real Assets Radnor, Pennsylvania $6.75B AUM 8.88% 1-Year Est. Return
TAM
Tocqueville Asset Management New York $6.74B AUM 32.29% 1-Year Est. Return
AMH
Aspex Management (HK) Central, Hong Kong $6.9B AUM 28.37% 1-Year Est. Return

Principal Securities's Q3 2024 Portfolio in Review

As of Q3 2024, Principal Securities held 3,578 positions worth $4.14B, up 14% from $3.63B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Principal Securities deployed $296M of net new capital in Q3 2024, opening 189 new positions and adding to 1,723 existing holdings. Its largest new stake was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.

By sector, the portfolio is most concentrated in Technology at 7.8% of assets, down from 8.4% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell Top 200 Growth ETF, an estimated $26.2M trimmed.

  • Principal Securities's largest Q3 2024 buy was iShares Russell Top 200 Value ETF: 346,962 shares worth $28.2M.
  • Principal Securities added most to State Street SPDR Portfolio S&P 500 Value ETF in Q3 2024, an estimated $31.3M increase.
  • Principal Securities's biggest Q3 2024 reduction was iShares Russell Top 200 Growth ETF, cutting an estimated $26.2M.
  • Principal Securities fully exited Innovator Premium Income 40 Barrier ETF October in Q3 2024, selling an estimated $3.77M.
  • Principal Securities's ten largest holdings make up 22% of its $4.14B portfolio in Q3 2024.
  • Principal Securities opened 189 new positions and closed 144 in Q3 2024.
  • Principal Securities's portfolio value rose 14% quarter-over-quarter to $4.14B.

Based on Principal Securities's 13F filing for Q3 2024, filed 28 Oct 2024.